0000927628-17-000273.txt : 20171027
0000927628-17-000273.hdr.sgml : 20171027
20171027162429
ACCESSION NUMBER: 0000927628-17-000273
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171025
FILED AS OF DATE: 20171027
DATE AS OF CHANGE: 20171027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HACKETT ANN F
CENTRAL INDEX KEY: 0001188662
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 171159663
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
wf-form4_150913570492320.xml
FORM 4
X0306
4
2017-10-25
0
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001188662
HACKETT ANN F
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
0
0
0
Common Stock
2017-10-25
4
M
0
11055
47.29
A
69066
D
Common Stock
2017-10-25
4
S
0
11055
91.18
D
58011
D
Common Stock
5006
I
By Spouse
Stock Options
47.29
2017-10-25
4
M
0
11055
0
D
2009-04-24
2018-04-23
Common Stock
11055.0
0
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on July 28, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.10 to $92.00. Information regarding the number of shares sold at each price will be provided upon request.
Cleo Belmonte (POA on file)
2017-10-27