0000927628-17-000273.txt : 20171027 0000927628-17-000273.hdr.sgml : 20171027 20171027162429 ACCESSION NUMBER: 0000927628-17-000273 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171025 FILED AS OF DATE: 20171027 DATE AS OF CHANGE: 20171027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HACKETT ANN F CENTRAL INDEX KEY: 0001188662 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 171159663 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 4 1 wf-form4_150913570492320.xml FORM 4 X0306 4 2017-10-25 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001188662 HACKETT ANN F 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 0 0 0 Common Stock 2017-10-25 4 M 0 11055 47.29 A 69066 D Common Stock 2017-10-25 4 S 0 11055 91.18 D 58011 D Common Stock 5006 I By Spouse Stock Options 47.29 2017-10-25 4 M 0 11055 0 D 2009-04-24 2018-04-23 Common Stock 11055.0 0 D This transaction was executed pursuant to a trading plan entered into by the reporting person on July 28, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.10 to $92.00. Information regarding the number of shares sold at each price will be provided upon request. Cleo Belmonte (POA on file) 2017-10-27