0001638397-20-000003.txt : 20200102 0001638397-20-000003.hdr.sgml : 20200102 20200102185034 ACCESSION NUMBER: 0001638397-20-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200102 DATE AS OF CHANGE: 20200102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SINNOTT ROBERT V CENTRAL INDEX KEY: 0001188625 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36132 FILM NUMBER: 20502735 MAIL ADDRESS: STREET 1: 1800 AVE OF THE STATE STREET 2: 2ND FLR CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLAINS GP HOLDINGS LP CENTRAL INDEX KEY: 0001581990 STANDARD INDUSTRIAL CLASSIFICATION: PIPE LINES (NO NATURAL GAS) [4610] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CLAY ST STREET 2: SUITE 1600 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-646-4100 MAIL ADDRESS: STREET 1: 333 CLAY ST STREET 2: SUITE 1600 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-12-31 0 0001581990 PLAINS GP HOLDINGS LP PAGP 0001188625 SINNOTT ROBERT V 1800 AVENUE OF THE STARS 3RD FLOOR LOS ANGELES CA 90067 1 0 0 0 Class A Shares 2019-12-31 4 J 0 7583 0 A 7583 I See footnotes Class A Shares 2019-12-31 4 J 0 7583 0 D 0 I See footnotes Class A Shares 68368 D Class A Shares 558492 I Rosa Sinnott 2010 GRAT dtd 1/28/10 John Sinnott, TTEE Class A Shares 558492 I Robert Sinnott 2010 GRAT dtd 1/28/10 John Sinnott, TTEE Class A Shares 75104 I Cliffwood Energy Partners Class A Shares 37552 I Robert and Rosa Sinnott Living Trust dtd 10/24/97, Robert V. Sinnott and Rosa R Sinnott Trustees Class B Shares/Class A Units/GP Units 0 2019-12-31 4 M 0 7583 0 D Class A Shares 7583 16026307 I See footnotes As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On December 31, 2019, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 7,583 Class A Units. The Reporting Person disclaims beneficial ownership of the securities held by KAFU, except to the extent of his pecuniary interest therein. The reported transactions involve in-kind distributions to redeeming limited partners of KAFU Holdings (QP), L.P. Cliffwood Energy Partners, L.P. is a family investment vehicle. Mr. Sinnott is the managing member of the general partner. In a simultaneous transaction, KAFU exercised the redemption right provided for in the limited partnership agreement of AAP with respect to 191,177 Class A units. As a result, such Class A units were cancelled and 191,177 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the exchange transaction reported herein and the simultaneous redemption transaction. Robert V. Sinnott 2020-01-02