0001638397-20-000003.txt : 20200102
0001638397-20-000003.hdr.sgml : 20200102
20200102185034
ACCESSION NUMBER: 0001638397-20-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200102
DATE AS OF CHANGE: 20200102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SINNOTT ROBERT V
CENTRAL INDEX KEY: 0001188625
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36132
FILM NUMBER: 20502735
MAIL ADDRESS:
STREET 1: 1800 AVE OF THE STATE
STREET 2: 2ND FLR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLAINS GP HOLDINGS LP
CENTRAL INDEX KEY: 0001581990
STANDARD INDUSTRIAL CLASSIFICATION: PIPE LINES (NO NATURAL GAS) [4610]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 CLAY ST
STREET 2: SUITE 1600
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-646-4100
MAIL ADDRESS:
STREET 1: 333 CLAY ST
STREET 2: SUITE 1600
CITY: HOUSTON
STATE: TX
ZIP: 77002
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-12-31
0
0001581990
PLAINS GP HOLDINGS LP
PAGP
0001188625
SINNOTT ROBERT V
1800 AVENUE OF THE STARS
3RD FLOOR
LOS ANGELES
CA
90067
1
0
0
0
Class A Shares
2019-12-31
4
J
0
7583
0
A
7583
I
See footnotes
Class A Shares
2019-12-31
4
J
0
7583
0
D
0
I
See footnotes
Class A Shares
68368
D
Class A Shares
558492
I
Rosa Sinnott 2010 GRAT dtd 1/28/10 John Sinnott, TTEE
Class A Shares
558492
I
Robert Sinnott 2010 GRAT dtd 1/28/10 John Sinnott, TTEE
Class A Shares
75104
I
Cliffwood Energy Partners
Class A Shares
37552
I
Robert and Rosa Sinnott Living Trust dtd 10/24/97, Robert V. Sinnott and Rosa R Sinnott Trustees
Class B Shares/Class A Units/GP Units
0
2019-12-31
4
M
0
7583
0
D
Class A Shares
7583
16026307
I
See footnotes
As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU.
The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On December 31, 2019, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 7,583 Class A Units.
The Reporting Person disclaims beneficial ownership of the securities held by KAFU, except to the extent of his pecuniary interest therein.
The reported transactions involve in-kind distributions to redeeming limited partners of KAFU Holdings (QP), L.P.
Cliffwood Energy Partners, L.P. is a family investment vehicle. Mr. Sinnott is the managing member of the general partner.
In a simultaneous transaction, KAFU exercised the redemption right provided for in the limited partnership agreement of AAP with respect to 191,177 Class A units. As a result, such Class A units were cancelled and 191,177 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the exchange transaction reported herein and the simultaneous redemption transaction.
Robert V. Sinnott
2020-01-02