0001104659-23-068916.txt : 20230607 0001104659-23-068916.hdr.sgml : 20230607 20230607163335 ACCESSION NUMBER: 0001104659-23-068916 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230605 FILED AS OF DATE: 20230607 DATE AS OF CHANGE: 20230607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARNOLD CRAIG CENTRAL INDEX KEY: 0001188578 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54863 FILM NUMBER: 23999432 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER NAME: FORMER CONFORMED NAME: CRAIG ARNOLD DATE OF NAME CHANGE: 20020912 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Eaton Corp plc CENTRAL INDEX KEY: 0001551182 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 981059235 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 PEMBROKE ROAD STREET 2: EATON HOUSE CITY: DUBLIN STATE: L2 ZIP: DUBLIN 4 BUSINESS PHONE: 353 1637 2900 MAIL ADDRESS: STREET 1: 30 PEMBROKE ROAD STREET 2: EATON HOUSE CITY: DUBLIN STATE: L2 ZIP: DUBLIN 4 FORMER COMPANY: FORMER CONFORMED NAME: Eaton Corp Ltd DATE OF NAME CHANGE: 20120530 4 1 tm2318147-1_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-06-05 0 0001551182 Eaton Corp plc ETN 0001188578 ARNOLD CRAIG 1000 EATON BOULEVARD CLEVELAND OH 44122 1 1 0 0 See Remarks below. 0 Ordinary Shares 2023-06-05 4 M 0 116330 81.96 A 632729 D Ordinary Shares 2023-06-05 4 S 0 94945 183.7123 D 537784 D Ordinary Shares 2023-06-05 4 S 0 21385 184.4293 D 516399 D Ordinary Shares 2023-06-05 4 M 0 26936 80.49 A 543335 D Ordinary Shares 2023-06-05 4 S 0 26936 184.1778 D 516399 D Ordinary Shares 2023-06-05 4 M 0 1018 98.21 A 517417 D Ordinary Shares 2023-06-05 4 F 0 542 184.45 D 516875 D Ordinary Shares 2023-06-06 4 M 0 26437 80.49 A 543312 D Ordinary Shares 2023-06-06 4 S 0 24526 184.4183 D 518786 D Ordinary Shares 2023-06-06 4 S 0 1911 185.1288 D 516875 D Ordinary Shares 186 I by trustee of ESP Stock Option 81.96 2023-06-05 4 M 0 116330 0 D 2019-02-27 2028-02-27 Ordinary Shares 116330 0 D Stock Option 80.49 2023-06-05 4 M 0 26936 0 D 2020-02-26 2029-02-26 Ordinary Shares 26936 149372 D Stock Option 98.21 2023-06-05 4 M 0 1018 0 D 2021-02-25 2030-02-25 Ordinary Shares 1018 161082 D Stock Option 80.49 2023-06-06 4 M 0 26437 0 D 2020-02-26 2029-02-26 Ordinary Shares 26437 122935 D Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $183.195 - $184.19. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $184.20 - $185.07. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $184.00 - $184.665. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $184.00 - $185.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $185.005 - $185.27. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. These ordinary shares are held in the Eaton Savings Plan. Chief Executive Officer of Eaton Corporation, a subsidiary of the Issuer. /s/ Lizbeth L. Wright, as Attorney-in-Fact 2023-06-07