0001104659-21-135793.txt : 20211108 0001104659-21-135793.hdr.sgml : 20211108 20211108181340 ACCESSION NUMBER: 0001104659-21-135793 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211105 FILED AS OF DATE: 20211108 DATE AS OF CHANGE: 20211108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARNOLD CRAIG CENTRAL INDEX KEY: 0001188578 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54863 FILM NUMBER: 211389238 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER NAME: FORMER CONFORMED NAME: CRAIG ARNOLD DATE OF NAME CHANGE: 20020912 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Eaton Corp plc CENTRAL INDEX KEY: 0001551182 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 981059235 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 PEMBROKE ROAD STREET 2: EATON HOUSE CITY: DUBLIN STATE: L2 ZIP: DUBLIN 4 BUSINESS PHONE: 353 1637 2900 MAIL ADDRESS: STREET 1: 30 PEMBROKE ROAD STREET 2: EATON HOUSE CITY: DUBLIN STATE: L2 ZIP: DUBLIN 4 FORMER COMPANY: FORMER CONFORMED NAME: Eaton Corp Ltd DATE OF NAME CHANGE: 20120530 4 1 tm2132334-1_4.xml FORM 4 X0306 4 2021-11-05 0 0001551182 Eaton Corp plc ETN 0001188578 ARNOLD CRAIG 1000 EATON BOULEVARD CLEVELAND OH 44122 1 1 0 0 See Remarks below. Ordinary Shares 2021-11-05 4 M 0 1391 71.89 A 380887 D Ordinary Shares 2021-11-05 4 F 0 577 173.13 D 380310 D Ordinary Shares 2021-11-05 4 M 0 127559 71.89 A 507869 D Ordinary Shares 2021-11-05 4 S 0 25929 170.7783 D 481940 D Ordinary Shares 2021-11-05 4 S 0 82432 171.3198 D 399508 D Ordinary Shares 2021-11-05 4 S 0 16558 172.3338 D 382950 D Ordinary Shares 2021-11-05 4 S 0 2640 173.1975 D 380310 D Ordinary Shares 2021-11-05 4 M 0 1220 81.96 A 381530 D Ordinary Shares 2021-11-05 4 F 0 577 173.27 D 380953 D Ordinary Shares 179 I by trustee of ESP Stock Option 71.89 2021-11-05 4 M 0 1391 0 D 2018-02-21 2027-02-21 Ordinary Shares 1391 127559 D Stock Option 71.89 2021-11-05 4 M 0 127559 0 D 2018-02-21 2027-02-21 Ordinary Shares 127559 0 D Stock Option 81.96 2021-11-05 4 M 0 1220 0 D 2019-02-27 2028-02-27 Ordinary Shares 1220 116330 D The number of shares beneficially owned has been updated to correct an administrative error. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $170.32 - $170.995. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $171.00 - $171.995. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $172.01 - $172.95. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $173.03 - $173.36. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. Chief Executive Officer of Eaton Corporation, a subsidiary of the Issuer. /s/ Lizbeth L. Wright, as Attorney-in Fact 2021-11-08