-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JTnBSjRUwv8IBWyQuYNRv6YjZ4DmO9/1URgpaQ02TPdwaqvf3H1ZPQaJG7DzPrXz 2dxcprvzWg5pxnn62fJfWg== 0000758004-05-000130.txt : 20051215 0000758004-05-000130.hdr.sgml : 20051215 20051215123944 ACCESSION NUMBER: 0000758004-05-000130 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051212 FILED AS OF DATE: 20051215 DATE AS OF CHANGE: 20051215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MESSMAN JACK L CENTRAL INDEX KEY: 0001187708 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 051265842 BUSINESS ADDRESS: STREET 1: 8 CAMBRIDGE CENTER CITY: CAMBARIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 7814648038 MAIL ADDRESS: STREET 1: 404 WYMAN STREET, SUITE 500 CITY: WALTHAM STATE: MA ZIP: 02451 4 1 mes435.xml X0202 4 2005-12-12 0 0000758004 NOVELL INC NOVL 0001187708 MESSMAN JACK L 1800 S. NOVELL PLACE, SJF-1-100 PROVO UT 84606 1 1 0 0 Chairman, CEO Common Stock 2005-12-12 4 A 0 150000 0 A 954406.000 D Stock Option to buy 8.71 2005-12-12 4 A 0 300000 0 A 2013-12-12 Common Stock 300000.000 300000.000 D Stock Option to buy 8.71 2005-12-12 4 A 0 300000 0 A 2006-12-12 2013-12-12 Common Stock 300000.000 300000.000 D Half of these restricted shares will vest based on the achievement of various operating profit targets. This option will vest based on the achievement of various operating revenue targets. Of these shares, 25% vest after 1 year, and 2.0833% vest monthly thereafter so that the options are fully vested on the fourth annual anniversary of the date of grant. By: /s/ Betty DePaola authorized signer for 2005-12-15 -----END PRIVACY-ENHANCED MESSAGE-----