0001104659-20-063773.txt : 20200519 0001104659-20-063773.hdr.sgml : 20200519 20200519161921 ACCESSION NUMBER: 0001104659-20-063773 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200515 FILED AS OF DATE: 20200519 DATE AS OF CHANGE: 20200519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TALLIS ALAN CENTRAL INDEX KEY: 0001187669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31775 FILM NUMBER: 20893863 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASHFORD HOSPITALITY TRUST INC CENTRAL INDEX KEY: 0001232582 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 861062192 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14185 DALLAS PARKWAY SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: 9724909600 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 4 1 a4.xml 4 X0306 4 2020-05-15 0 0001232582 ASHFORD HOSPITALITY TRUST INC AHT 0001187669 TALLIS ALAN 14185 DALLAS PARKWAY SUITE 1100 DALLAS TX 75254 1 0 0 0 Common Stock 120000 I By Tallis Family Revocable Trust, Alan L. Tallis and Shirley A. Tallis, Trustees Common Stock 103045 I By 2009 Tallis Family Irrevocable Trust, Shirley A. Tallis, Trustee Common Stock 5000 I By Alan L. Tallis IRA 7.375% Series F Cumulative Preferred Stock 2087 I By 2009 Tallis Family Irrevocable Trust 7.375% Series F Cumulative Preferred Stock 2087 I By 2012 Shirley A. Tallis Irrevocable Trust Special Limited Partnership Units 0 2020-05-15 4 A 0 140625 0.00 A Common Stock 170069 D Common Limited Partnership Units 0 Common Stock 40305 D Special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 4 discussing the convertibility of Common Units. The LTIP Units reported herein were issued as an annual award under the Issuer's 2011 Stock Incentive Plan after the Reporting Person's re-election to the Issuer's Board of Directors. Neither the LTIP Units nor the Common Units have an expiration date. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis as described in Amendment No. 5 to the Seventh Amended and Restated Agreement of the Limited Partnership dated December 13, 2017. On September 30, 2018, 14,861 LTIP Units converted to Common Units. /s/ ALAN TALLIS 2020-05-19