0001104659-20-063773.txt : 20200519
0001104659-20-063773.hdr.sgml : 20200519
20200519161921
ACCESSION NUMBER: 0001104659-20-063773
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200515
FILED AS OF DATE: 20200519
DATE AS OF CHANGE: 20200519
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TALLIS ALAN
CENTRAL INDEX KEY: 0001187669
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31775
FILM NUMBER: 20893863
MAIL ADDRESS:
STREET 1: 14185 DALLAS PARKWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75254
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASHFORD HOSPITALITY TRUST INC
CENTRAL INDEX KEY: 0001232582
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 861062192
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14185 DALLAS PARKWAY SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75254
BUSINESS PHONE: 9724909600
MAIL ADDRESS:
STREET 1: 14185 DALLAS PARKWAY SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75254
4
1
a4.xml
4
X0306
4
2020-05-15
0
0001232582
ASHFORD HOSPITALITY TRUST INC
AHT
0001187669
TALLIS ALAN
14185 DALLAS PARKWAY
SUITE 1100
DALLAS
TX
75254
1
0
0
0
Common Stock
120000
I
By Tallis Family Revocable Trust, Alan L. Tallis and Shirley A. Tallis, Trustees
Common Stock
103045
I
By 2009 Tallis Family Irrevocable Trust, Shirley A. Tallis, Trustee
Common Stock
5000
I
By Alan L. Tallis IRA
7.375% Series F Cumulative Preferred Stock
2087
I
By 2009 Tallis Family Irrevocable Trust
7.375% Series F Cumulative Preferred Stock
2087
I
By 2012 Shirley A. Tallis Irrevocable Trust
Special Limited Partnership Units
0
2020-05-15
4
A
0
140625
0.00
A
Common Stock
170069
D
Common Limited Partnership Units
0
Common Stock
40305
D
Special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 4 discussing the convertibility of Common Units.
The LTIP Units reported herein were issued as an annual award under the Issuer's 2011 Stock Incentive Plan after the Reporting Person's re-election to the Issuer's Board of Directors.
Neither the LTIP Units nor the Common Units have an expiration date.
Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis as described in Amendment No. 5 to the Seventh Amended and Restated Agreement of the Limited Partnership dated December 13, 2017. On September 30, 2018, 14,861 LTIP Units converted to Common Units.
/s/ ALAN TALLIS
2020-05-19