0001637761-19-000065.txt : 20190508 0001637761-19-000065.hdr.sgml : 20190508 20190508162221 ACCESSION NUMBER: 0001637761-19-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190506 FILED AS OF DATE: 20190508 DATE AS OF CHANGE: 20190508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARUSO RICHARD E CENTRAL INDEX KEY: 0001187576 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36905 FILM NUMBER: 19806905 MAIL ADDRESS: STREET 1: 311 C ENTERPRISE DRIVE CITY: PLAINSBORO STATE: NJ ZIP: 08536 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SeaSpine Holdings Corp CENTRAL INDEX KEY: 0001637761 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 473251758 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5770 ARMADA DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: (760) 727-8399 MAIL ADDRESS: STREET 1: 5770 ARMADA DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 4 1 wf-form4_155734673559789.xml FORM 4 X0306 4 2019-05-06 0 0001637761 SeaSpine Holdings Corp SPNE 0001187576 CARUSO RICHARD E 795 E LANCASTER AVENUE, SUITE 200 VILLANOVA PA 19085 0 0 1 0 Common Stock 2019-05-06 4 X 0 5020 14.15 A 20477 D Common Stock 2019-05-06 4 S 0 5020 15.17 D 15457 D Common Stock 1997068 I By Tru St Partnership LP Common Stock 24382 I By the Uncommon Individual Foundation Common Stock 7779 I By Provco Leasing Corporation Stock Option (right to buy) 14.15 2019-05-06 4 X 0 5020 0 D 2015-07-01 2019-05-17 Common Stock 5020.0 0 D The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from not less than $15.09 to not more than $15.26. The reporting person undertakes to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Tru St Partnership LP ('Tru St') may be deemed the beneficial owner of 1,997,068 shares of common stock. Dr. Caruso is the Chairman Emeritus of Provco Leasing Corporation ('Provco Leasing'). Provco Leasing is the corporate general partner of Tru St. Provco Leasing owns 7,779 shares of common stock directly and is the beneficial owner of 2,004,847 shares of common stock. The Uncommon Individual Foundation is the beneficial owner of 24,382 shares of common stock as of December 31, 2018. Dr. Caruso is the founder and chief executive officer of The Uncommon Individual Foundation. At the quarterly board meeting of The Uncommon Individual Foundation on February 12, 2019, Dr. Caruso stepped down from his positions of The Uncommon Individual Foundation and has been given the honorary title of Chairman Emeritus. /s/ Paul Benny, Attorney-in-Fact for Richard E Caruso 2019-05-08