0001637761-19-000065.txt : 20190508
0001637761-19-000065.hdr.sgml : 20190508
20190508162221
ACCESSION NUMBER: 0001637761-19-000065
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190506
FILED AS OF DATE: 20190508
DATE AS OF CHANGE: 20190508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARUSO RICHARD E
CENTRAL INDEX KEY: 0001187576
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36905
FILM NUMBER: 19806905
MAIL ADDRESS:
STREET 1: 311 C ENTERPRISE DRIVE
CITY: PLAINSBORO
STATE: NJ
ZIP: 08536
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SeaSpine Holdings Corp
CENTRAL INDEX KEY: 0001637761
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 473251758
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5770 ARMADA DRIVE
CITY: CARLSBAD
STATE: CA
ZIP: 92008
BUSINESS PHONE: (760) 727-8399
MAIL ADDRESS:
STREET 1: 5770 ARMADA DRIVE
CITY: CARLSBAD
STATE: CA
ZIP: 92008
4
1
wf-form4_155734673559789.xml
FORM 4
X0306
4
2019-05-06
0
0001637761
SeaSpine Holdings Corp
SPNE
0001187576
CARUSO RICHARD E
795 E LANCASTER AVENUE, SUITE 200
VILLANOVA
PA
19085
0
0
1
0
Common Stock
2019-05-06
4
X
0
5020
14.15
A
20477
D
Common Stock
2019-05-06
4
S
0
5020
15.17
D
15457
D
Common Stock
1997068
I
By Tru St Partnership LP
Common Stock
24382
I
By the Uncommon Individual Foundation
Common Stock
7779
I
By Provco Leasing Corporation
Stock Option (right to buy)
14.15
2019-05-06
4
X
0
5020
0
D
2015-07-01
2019-05-17
Common Stock
5020.0
0
D
The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from not less than $15.09 to not more than $15.26. The reporting person undertakes to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Tru St Partnership LP ('Tru St') may be deemed the beneficial owner of 1,997,068 shares of common stock. Dr. Caruso is the Chairman Emeritus of Provco Leasing Corporation ('Provco Leasing'). Provco Leasing is the corporate general partner of Tru St. Provco Leasing owns 7,779 shares of common stock directly and is the beneficial owner of 2,004,847 shares of common stock. The Uncommon Individual Foundation is the beneficial owner of 24,382 shares of common stock as of December 31, 2018. Dr. Caruso is the founder and chief executive officer of The Uncommon Individual Foundation. At the quarterly board meeting of The Uncommon Individual Foundation on February 12, 2019, Dr. Caruso stepped down from his positions of The Uncommon Individual Foundation and has been given the honorary title of Chairman Emeritus.
/s/ Paul Benny, Attorney-in-Fact for Richard E Caruso
2019-05-08