0001104659-19-073411.txt : 20191217 0001104659-19-073411.hdr.sgml : 20191217 20191217160543 ACCESSION NUMBER: 0001104659-19-073411 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191216 FILED AS OF DATE: 20191217 DATE AS OF CHANGE: 20191217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREBOW EDWARD CENTRAL INDEX KEY: 0001186930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01064 FILM NUMBER: 191289748 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alcentra Capital Corp CENTRAL INDEX KEY: 0001578620 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-922-8240 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 FORMER COMPANY: FORMER CONFORMED NAME: Alcentra Capital Corp. DATE OF NAME CHANGE: 20130605 4 1 tm1926423d1_4.xml OWNERSHIP DOCUMENT X0306 4 2019-12-16 0 0001578620 Alcentra Capital Corp ABDC 0001186930 GREBOW EDWARD C/O ALCENTRA CAPITAL CORPORATION 200 PARK AVENUE, 7TH FLOOR NEW YORK NY 10166 1 0 0 0 Common Stock 2019-12-16 4 P 0 5000 9.144 A 41208 D Common Stock 500 I By Children's Trust The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $9.135 to $9.15 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Alcentra Capital Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1). /s/ Edward Grebow 2019-12-17