0001529274-21-000047.txt : 20210811 0001529274-21-000047.hdr.sgml : 20210811 20210811163752 ACCESSION NUMBER: 0001529274-21-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210809 FILED AS OF DATE: 20210811 DATE AS OF CHANGE: 20210811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANSEN MICHAEL D CENTRAL INDEX KEY: 0001186899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40321 FILM NUMBER: 211164023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALKAMI TECHNOLOGY, INC. CENTRAL INDEX KEY: 0001529274 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 453060776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5601 GRANITE PARKWAY STREET 2: SUITE 120 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-200-1937 MAIL ADDRESS: STREET 1: 5601 GRANITE PARKWAY STREET 2: SUITE 120 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: ALKAMI TECHNOLOGY, INC, DATE OF NAME CHANGE: 20110906 4 1 wf-form4_162871424394302.xml FORM 4 X0306 4 2021-08-09 0 0001529274 ALKAMI TECHNOLOGY, INC. ALKT 0001186899 HANSEN MICHAEL D C/O ALKAMI TECHNOLOGY, INC. 5601 GRANITE PARKWAY, SUITE 120 PLANO TX 75024 1 1 0 0 Chief Executive Officer Common Stock 2021-08-09 4 M 0 100000 0.81 A 150000 D Common Stock 2021-08-09 4 S 0 100000 30.5601 D 50000 D Common Stock 2021-08-10 4 M 0 60000 0.92 A 110000 D Common Stock 2021-08-10 4 S 0 15618 30.6095 D 94382 D Common Stock 2021-08-10 4 S 0 44382 31.2084 D 50000 D Common Stock 504374 I See footnote Stock Option (Right to Buy) 0.81 2021-08-09 4 M 0 100000 0.81 D 2025-11-18 Common Stock 100000.0 0 D Stock Option (Right to Buy) 0.92 2021-08-10 4 M 0 60000 0.81 D 2027-11-02 Common Stock 60000.0 140000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.90. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.34 to $30.99. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.91. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Shares held by MH Trust, of which Reporting Person is trustee. Shares held by PH Trust, of which the Reporting Person's spouse and daughter are co-trustees. The option are fully vested and exercisable. 1/48th of the shares subject to the option vest on each monthly anniversary measured from June 1, 2017 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. /s/ Douglas A. Linebarger, as Attorney-in-Fact for Michael D. Hansen 2021-08-10