0001239819-21-000050.txt : 20210513
0001239819-21-000050.hdr.sgml : 20210513
20210513162701
ACCESSION NUMBER: 0001239819-21-000050
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210511
FILED AS OF DATE: 20210513
DATE AS OF CHANGE: 20210513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VITALE MARY BETH
CENTRAL INDEX KEY: 0001186863
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52008
FILM NUMBER: 21920049
MAIL ADDRESS:
STREET 1: 821 17TH STREET
CITY: DENVER
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LUNA INNOVATIONS INC
CENTRAL INDEX KEY: 0001239819
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 301 FIRST STREET SW
STREET 2: SUITE 200
CITY: ROANOKE
STATE: VA
ZIP: 24011
BUSINESS PHONE: 540-769-8400
MAIL ADDRESS:
STREET 1: 301 FIRST STREET SW
STREET 2: SUITE 200
CITY: ROANOKE
STATE: VA
ZIP: 24011
4
1
wf-form4_162093759854791.xml
FORM 4
X0306
4
2021-05-11
0
0001239819
LUNA INNOVATIONS INC
LUNA
0001186863
VITALE MARY BETH
C/O LUNA INNOVATIONS INCORPORATED
301 1ST STREET, SW, SUITE 200
ROANOKE
VA
24011
1
0
0
0
Stock Units
2021-05-11
4
A
0
3384
11.08
A
Common Stock
3384.0
23843.28
D
Consists of stock units that are convertible into issuer's common stock on a 1-for-1 basis.
This grant was awarded in connection with Ms. Vitale's service as a member of the board of directors, pursuant to the issuer's non-employee director compensation policy. The number of stock units awarded is equal to the amount of $37,500 divided by $11.08, the closing price of the issuer's stock on the Nasdaq Capital Market on May 11, 2021, the date of grant.
The stock units vest upon the earlier of the one year anniversary of the grant date or the issuer's annual meeting of stockholder's, and subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date.
/s/ Scott A. Graeff, Attorney-In-Fact
2021-05-13