0001127602-21-017077.txt : 20210517 0001127602-21-017077.hdr.sgml : 20210517 20210517175415 ACCESSION NUMBER: 0001127602-21-017077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210513 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEST EDWARD H CENTRAL INDEX KEY: 0001186807 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37820 FILM NUMBER: 21932870 MAIL ADDRESS: STREET 1: 3250 BRIARPARK DR, SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cardtronics plc CENTRAL INDEX KEY: 0001671013 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BUILDING 4, 1ST FLOOR TRIDENT PLACE STREET 2: MOSQUITO WAY CITY: HATFIELD STATE: X0 ZIP: AL10 9UL BUSINESS PHONE: 44 01707 248781 MAIL ADDRESS: STREET 1: BUILDING 4, 1ST FLOOR TRIDENT PLACE STREET 2: MOSQUITO WAY CITY: HATFIELD STATE: X0 ZIP: AL10 9UL FORMER COMPANY: FORMER CONFORMED NAME: Cardtronics Group Ltd DATE OF NAME CHANGE: 20160331 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-05-13 0001671013 Cardtronics plc CATM 0001186807 WEST EDWARD H 2050 W SAM HOUSTON PARKWAY S SUITE #1300 HOUSTON TX 77042 1 1 Chief Executive Officer Common Stock 2021-05-13 4 M 0 900 31.99 A 529431 D Common Stock 2021-05-13 4 S 0 900 38.92 D 528531 D Common Stock 2021-05-14 4 M 0 724 31.99 A 529255 D Common Stock 2021-05-14 4 S 0 724 38.92 D 528531 D Stock Options 31.99 2021-05-13 4 M 0 900 0 D 2029-03-14 Common Stock 900 67631 D Stock Options 31.99 2021-05-14 4 M 0 724 0 D 2029-03-14 Common Stock 724 66907 D Stock Options 22.31 2028-03-30 Common Stock 114544 114544 D Stock Options 20.92 2030-03-31 Common Stock 118974 118974 D Restricted Stock Units Common Stock 91116 91116 D Sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 100% of the net shares acquired from this exercise. Represents Stock Options awarded on March 14, 2019 under the Cardtronics 2019 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2020, January 31, 2021, and January 31, 2022. Represents Stock Options awarded on March 30, 2018 under the Cardtronics 2018 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2019, January 31, 2020, and January 31, 2021. Represents Stock Options awarded on March 31, 2020 under the Cardtronics 2020 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2021, January 31, 2022, and January 31, 2023. Each Restricted Stock Unit represents a contingent right to receive one common share of the Issuer's Common Stock and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement. The Restricted Stock Units will convert into an equivalent number of shares of the Issuer's Common Stock in accordance with the vesting terms of the underlying Restricted Stock Unit Agreements. /s/ Paul Carbonelli, attorney-in-fact 2021-05-17