0001209191-18-005944.txt : 20180130
0001209191-18-005944.hdr.sgml : 20180130
20180130103908
ACCESSION NUMBER: 0001209191-18-005944
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180129
FILED AS OF DATE: 20180130
DATE AS OF CHANGE: 20180130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DONNELLY MICHAEL JOSEPH
CENTRAL INDEX KEY: 0001186592
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00303
FILM NUMBER: 18557742
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KROGER CO
CENTRAL INDEX KEY: 0000056873
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 310345740
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0203
BUSINESS ADDRESS:
STREET 1: 1014 VINE ST
CITY: CINCINNATI
STATE: OH
ZIP: 45201
BUSINESS PHONE: 5137624000
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-01-29
0
0000056873
KROGER CO
KR
0001186592
DONNELLY MICHAEL JOSEPH
THE KROGER CO.
1014 VINE STREET
CINCINNATI
OH
45202
0
1
0
0
Executive VP and COO
Common Stock
2018-01-29
4
M
0
40000
11.17
A
319124.3494
D
Common Stock
2018-01-29
4
S
0
40000
30.64
D
279124.3494
D
Non-Qualified Stock Option
11.17
2018-01-29
4
M
0
40000
0.00
D
2019-06-25
Common Stock
40000
0
D
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 22, 2017.
Between October 1, 2017 and December 31, 2017, the reporting person acquired 65.0144 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
/s/ Michael J. Donnelly, by Stacey M. Heiser, Attorney-in-Fact
2018-01-30