0001209191-21-043868.txt : 20210629 0001209191-21-043868.hdr.sgml : 20210629 20210629211046 ACCESSION NUMBER: 0001209191-21-043868 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210625 FILED AS OF DATE: 20210629 DATE AS OF CHANGE: 20210629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GILLIS EDWIN J CENTRAL INDEX KEY: 0001186557 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40528 FILM NUMBER: 211060104 MAIL ADDRESS: STREET 1: C/O VERITAS SOFTWARE CORP STREET 2: 350 ELLIS STREET CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprinklr, Inc. CENTRAL INDEX KEY: 0001569345 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 454771485 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 29 WEST 35TH STREET STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: (917) 933-7800 MAIL ADDRESS: STREET 1: 29 WEST 35TH STREET STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-25 0 0001569345 Sprinklr, Inc. CXM 0001186557 GILLIS EDWIN J C/O SPRINKLR, INC. 29 WEST 35TH STREET, 7TH FLOOR NEW YORK NY 10001 1 0 0 0 Stock Option (right to buy) 16.00 2021-06-25 4 A 0 13420 0.00 A 2031-06-25 Class A Common Stock 13420 13420 D Stock Option (right to buy) 4.25 2021-06-25 4 J 0 250000 0.00 D 2029-05-01 Common Stock 250000 0 D Stock Option (right to buy) 4.25 2021-06-25 4 J 0 250000 0.00 A 2029-05-01 Class B Common Stock 250000 250000 D The option will vest in full on the earlier of (a) June 25, 2022 or (b) the day prior to the date of the Issuer's next annual stockholder meeting, subject to the Reporting Person's continuous service through such vesting date. Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. One fortieth (1/40th) of the shares subject to the option award vested or shall vest on the first day of each month commencing on February 1, 2020, subject to the Reporting Person's continuous service /s/ Jason Minio, Attorney-in-Fact 2021-06-29