0001186522-17-000001.txt : 20170927
0001186522-17-000001.hdr.sgml : 20170927
20170927171317
ACCESSION NUMBER: 0001186522-17-000001
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170927
FILED AS OF DATE: 20170927
DATE AS OF CHANGE: 20170927
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRANKLIN PHILIP G
CENTRAL INDEX KEY: 0001186522
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23247
FILM NUMBER: 171104904
MAIL ADDRESS:
STREET 1: C/O XA INVESTMENTS
STREET 2: 1290 BROADWAY STE 1100
CITY: DENVER
STATE: CO
ZIP: 80203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XAI Octagon Floating Rate & Alternative Income Term Trust
CENTRAL INDEX KEY: 0001703079
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 321 NORTH CLARK STREET #2430
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (312) 374-6930
MAIL ADDRESS:
STREET 1: 321 NORTH CLARK STREET #2430
CITY: CHICAGO
STATE: IL
ZIP: 60654
FORMER COMPANY:
FORMER CONFORMED NAME: XAI Octagon Floating Rate Alternative Income Term Trust
DATE OF NAME CHANGE: 20170714
FORMER COMPANY:
FORMER CONFORMED NAME: XAI Octagon Floating Rate Income & Credit Alternative Trust
DATE OF NAME CHANGE: 20170406
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2017-09-27
1
0001703079
XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT
0001186522
FRANKLIN PHILIP G
C/O XA INVESTMENTS
1290 BROADWAY STE 1100
DENVER
CO
80203
0
0
0
1
Trustee
/s/ Philip G. Franklin
2017-09-27