FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Textura Corp [ TXTR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 06/12/2013 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 06/12/2013 | C(1) | 18,771 | A | $15 | 59,159 | D | |||
Common Stock | 132,680 | I | Shares held by Wayman Family Trust dated April 30, 1987 of which Mr. Wayman is trustee. |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Convertible Debentures | $15 | 06/12/2013 | C(1) | $281,561.64(2) | 12/31/2012 | 09/15/2016 | Common Stock | 18,771 | $0 | $0 | I | Debentures held by Wayman Family Trust dated April 30, 1987 of which Mr. Wayman is trustee. | |||
Restricted Stock Units | (3) | (4) | (4) | Common Stock | 16,825 | 16,825(4) | D | ||||||||
Stock Option (right to buy) | $16.26 | 09/22/2008 | 09/22/2018 | Common Stock | 50,000 | 50,000 | D | ||||||||
Stock Option (right to buy) | $13.03 | 01/01/2012 | 01/01/2022 | Common Stock | 14,036 | 14,036 | D | ||||||||
Stock Option (right to buy) | $15 | (5) | 06/07/2023 | Common Stock | 10,324 | 10,324 | D | ||||||||
Common Stock Warrants (right to buy) | $16.26 | 08/31/2009 | 05/01/2019 | Common Stock | 12,194 | 12,194 | I | Warrants held by Wayman Family Trust dated April 30, 1987 of which Mr. Wayman is trustee. | |||||||
Common Stock Warrants (right to buy) | $16.26 | 05/06/2009 | 05/01/2019 | Common Stock | 5,344 | 5,344 | I | Warrants held by Wayman Family Trust dated April 30, 1987 of which Mr. Wayman is trustee. | |||||||
Common Stock Warrants (right to buy) | $13.25 | 06/01/2010 | 03/31/2020 | Common Stock | 6,179 | 6,179 | I | Warrants held by Wayman Family Trust dated April 30, 1987 of which Mr. Wayman is trustee. | |||||||
Common Stock Warrants (right to buy) | $13.25 | 12/21/2010 | 03/31/2020 | Common Stock | 11,872 | 11,872 | I | Warrants held by Wayman Family Trust dated April 30, 1987 of which Mr. Wayman is trustee. | |||||||
Common Stock Warrants (right to buy) | $15 | 11/14/2011 | 09/15/2021 | Common Stock | 5,557 | 5,557 | I | Warrants held by Wayman Family Trust dated April 30, 1987 of which Mr. Wayman is trustee. | |||||||
Common Stock Warrants (right to buy) | $13.92 | (6) | (6) | Common Stock | 6,400 | 6,400 | I | Warrants held by Wayman Family Trust dated April 30, 1987 of which Mr. Wayman is trustee. |
Explanation of Responses: |
1. The Convertible Debentures automatically converted into Common Stock on June 12, 2013 at the initial public offering price of $15. |
2. The amount reflects an increase in the amount previously reported to account for accrued interest through June 12, 2013. |
3. Each restricted stock unit represents a contingent right to receive one share of common stock. |
4. Total includes restricted stock units that were previously reported and which are subject to different vesting schedules. |
5. The stock options will cliff vest on June 7, 2014. |
6. The purchase right represented by the Warrants is not exercisable until 180 days after the closing of the issuer's initial public offering and remains exercisable anytime thereafter before January 21, 2018. |
Remarks: |
/s/ Michael P. Rouvina as attorney-in-fact for Robert P. Wayman | 06/13/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |