-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q/Tyvu9CnxiDZwPuSSnS70asn11wycEu88iHy3QqhEKBmjWKyXb0FIe5oB1JTHcq DpsCx6qHeBrC31jwUh1PZg== 0000351710-03-000045.txt : 20031023 0000351710-03-000045.hdr.sgml : 20031023 20031023202528 ACCESSION NUMBER: 0000351710-03-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031017 FILED AS OF DATE: 20031023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAIER CARL C CENTRAL INDEX KEY: 0001186013 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10731 FILM NUMBER: 03955079 BUSINESS ADDRESS: STREET 1: 394 S. LOS ROBLES AVENUE CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 2139724172 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GBC BANCORP CENTRAL INDEX KEY: 0000351710 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 953586596 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 W. 6TH STREET STREET 2: 15TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2139724172 MAIL ADDRESS: STREET 1: 800 W. 6TH ST STREET 2: 15TH FL CITY: LOS ANGELES STATE: CA ZIP: 90017 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-10-17 0 0000351710 GBC BANCORP GBCB 0001186013 MAIER CARL C 394 S. LOS ROBLES AVENUE PASADENA CA 91101 0 1 0 0 Controller Common Stock 2003-10-17 4 M 0 6087 0 A 8433 D Contingency Stock Option 8.12 2003-10-17 4 M 0 12000 8.12 D 2003-10-17 2003-10-17 Common Stock 12000 0 D Stock Option 23 2003-10-17 4 M 0 400 23 D 1999-07-21 2005-01-20 Common Stock 400 0 D Stock Option 19.44 2003-10-17 4 M 0 800 19.44 D 2000-07-20 2006-01-19 Common Stock 800 0 D Stock Option 37.56 2003-10-17 4 M 0 2000 37.56 D 2001-07-18 2007-01-17 Common Stock 2000 0 D Stock Option 29.4 2003-10-17 4 M 0 2000 29.4 D 2002-07-17 2008-01-16 Common Stock 2000 0 D Represents the number of shares acquired on "cashless" exercise of stock options immediately prior to the merger between GBC Bancorp and Cathay Bancorp, Inc. (the "Merger") in accordance with the formulas provided in the Agreement and Plan of Merger among General Bank, GBC Bancorp, Cathay Bank and Cathay Bancorp, Inc. (the "Merger Agreement"). These securities were acquried at various option exercise prices indicated under Column 8 regarding derivative securities on page 2 of this form. By virtue of the Merger, each share beneficially owned by the Reporting Person following the reported transaction was converted to the right to reeive the merger consideration (Cathay Bancorp stock and/or cash) in accordance with the terms of the Merger Agreement. The Merger became effective 10/20/03. Carl C Maier 2003-10-22 -----END PRIVACY-ENHANCED MESSAGE-----