0001437749-21-003524.txt : 20210219
0001437749-21-003524.hdr.sgml : 20210219
20210219213641
ACCESSION NUMBER: 0001437749-21-003524
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210217
FILED AS OF DATE: 20210219
DATE AS OF CHANGE: 20210219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIN CHUANG I
CENTRAL INDEX KEY: 0001185981
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38149
FILM NUMBER: 21658078
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBB Bancorp
CENTRAL INDEX KEY: 0001499422
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 272776416
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1055 WILSHIRE BOULEVARD
STREET 2: SUITE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
BUSINESS PHONE: 213-533-7918
MAIL ADDRESS:
STREET 1: 1055 WILSHIRE BOULEVARD
STREET 2: SUITE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
4
1
rdgdoc.xml
CHUANG I LIN CASHLESS EXERCISE 2-18-2021
X0306
4
2021-02-17
0001499422
RBB Bancorp
RBB
0001185981
LIN CHUANG I
1055 WILSHIRE BLVD
SUITE 1200
LOS ANGELES
CA
90017
1
Common Stock, No Par Value
2021-02-17
4
M
0
10763
11.1498
A
35289
D
Common Stock, No Par Value
2021-02-18
4
S
0
10763
18.6775
D
24526
D
Option (right to buy)
11.1498
2021-02-17
4
M
0
10763
11.1498
D
2023-05-15
Common Stock
10763
0
D
Option (right to buy)
13.2098
2024-05-21
Common Stock
10250
10250
D
Option (right to buy)
17.0800
2025-05-20
Common Stock
10000
10000
D
Option (right to buy)
18.2500
2026-05-17
Common Stock
10000
10000
D
Exercise of reporting person's stock options that would otherwise expire 05/15/2023, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.
Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $18.52 to $18.79. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
Chuang I Lin is reporting a cashless exercise and sale of 10,763 shares
/s/ Chuang I Lin
2021-02-19