0001437749-21-003524.txt : 20210219 0001437749-21-003524.hdr.sgml : 20210219 20210219213641 ACCESSION NUMBER: 0001437749-21-003524 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210217 FILED AS OF DATE: 20210219 DATE AS OF CHANGE: 20210219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIN CHUANG I CENTRAL INDEX KEY: 0001185981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38149 FILM NUMBER: 21658078 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RBB Bancorp CENTRAL INDEX KEY: 0001499422 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 272776416 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1055 WILSHIRE BOULEVARD STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-533-7918 MAIL ADDRESS: STREET 1: 1055 WILSHIRE BOULEVARD STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90017 4 1 rdgdoc.xml CHUANG I LIN CASHLESS EXERCISE 2-18-2021 X0306 4 2021-02-17 0001499422 RBB Bancorp RBB 0001185981 LIN CHUANG I 1055 WILSHIRE BLVD SUITE 1200 LOS ANGELES CA 90017 1 Common Stock, No Par Value 2021-02-17 4 M 0 10763 11.1498 A 35289 D Common Stock, No Par Value 2021-02-18 4 S 0 10763 18.6775 D 24526 D Option (right to buy) 11.1498 2021-02-17 4 M 0 10763 11.1498 D 2023-05-15 Common Stock 10763 0 D Option (right to buy) 13.2098 2024-05-21 Common Stock 10250 10250 D Option (right to buy) 17.0800 2025-05-20 Common Stock 10000 10000 D Option (right to buy) 18.2500 2026-05-17 Common Stock 10000 10000 D Exercise of reporting person's stock options that would otherwise expire 05/15/2023, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale. Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $18.52 to $18.79. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price. These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant. These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant. These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant. These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant. Chuang I Lin is reporting a cashless exercise and sale of 10,763 shares /s/ Chuang I Lin 2021-02-19