0001437749-24-009099.txt : 20240322 0001437749-24-009099.hdr.sgml : 20240322 20240322214326 ACCESSION NUMBER: 0001437749-24-009099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240320 FILED AS OF DATE: 20240322 DATE AS OF CHANGE: 20240322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEE JOHNNY C CENTRAL INDEX KEY: 0001185980 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38149 FILM NUMBER: 24776756 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RBB Bancorp CENTRAL INDEX KEY: 0001499422 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 272776416 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1055 WILSHIRE BOULEVARD STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-533-7918 MAIL ADDRESS: STREET 1: 1055 WILSHIRE BOULEVARD STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90017 4 1 rdgdoc.xml JOHHNY_LEE_20240320_GRANTED RSU AND PSU X0508 4 2024-03-20 0001499422 RBB Bancorp RBB 0001185980 LEE JOHNNY C 1055 WILSHIRE BLVD SUITE 1200 LOS ANGELES CA 90017 1 Pres / Chief Banking Officer 0 Common Stock, No Par Value 0 D Restricted Stock Units 0.0000 Restricted Stock Units 3294 3294 D Restricted Stock Units 0.0000 Restricted Stock Units 16500 16500 D Restricted Stock Units 0.0000 Restricted Stock Units 8221 8221 D Performance Stock Units 0.0000 Performance Stock Units 12332 12332 D These restricted stock units vest in three equal annual installments beginning one year after the 07/20/2023 date of grant. There will be no expiration date once restricted stock units vest. These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant. These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant. These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition. Johnny Lee was granted 8,221 restricted stock units (RSUs) and a maximum amount of 12,332 performance stock units (PSUs) on March 20, 2024. /s/ Johnny Lee 2024-03-22