0001127602-18-023051.txt : 20180710 0001127602-18-023051.hdr.sgml : 20180710 20180710195822 ACCESSION NUMBER: 0001127602-18-023051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180706 FILED AS OF DATE: 20180710 DATE AS OF CHANGE: 20180710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POTTS DAVID CENTRAL INDEX KEY: 0001185929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37672 FILM NUMBER: 18947891 MAIL ADDRESS: STREET 1: C/O ARRIS GROUP INC STREET 2: 11450 TECHNOLOGY CIRCLE CITY: DULUTH STATE: GA ZIP: 30097 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS International plc CENTRAL INDEX KEY: 0001645494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 981241619 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: (678)473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: ARRIS International Ltd DATE OF NAME CHANGE: 20150617 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-07-06 0001645494 ARRIS International plc ARRS 0001185929 POTTS DAVID 3871 LAKEFIELD DR. SUWANEE GA 30024 1 EVP OF FINANCE, CFO Ordinary Shares 2018-07-06 4 M 0 5697 0 A 99167 D Ordinary Shares 2018-07-10 4 S 0 2848 25.90 D 96319 D Restricted Shares 0 2018-07-06 4 F 0 3918 25.27 D 2020-07-07 Ordinary Shares 3918 24927 D Restricted Shares 0 2018-07-06 4 M 0 5697 0 D 2020-07-07 Ordinary Shares 5697 19230 D Restricted Shares 0 2020-01-31 Ordinary Shares 61800 61800 D Restricted Shares 0 2021-01-31 Ordinary Shares 67750 67750 D Restricted Shares 0 2019-01-31 Ordinary Shares 76920 76920 D Restricted Shares 0 2021-03-29 Ordinary Shares 23175 23175 D Restricted Shares 0 2019-03-30 Ordinary Shares 6016 6016 D Restricted Shares 0 2022-03-30 Ordinary Shares 33875 33875 D Represents the vested portion of a restricted stock unit grant converting to ordinary shares. Shares sold subject to an existing Rule 10b5-1 Sales Plan. Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units. Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level. /s/ Patrick W. Macken, attorney-in-fact 2018-07-10