0001127602-19-005708.txt : 20190213 0001127602-19-005708.hdr.sgml : 20190213 20190213170103 ACCESSION NUMBER: 0001127602-19-005708 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190213 DATE AS OF CHANGE: 20190213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STANZIONE ROBERT J CENTRAL INDEX KEY: 0001185888 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37672 FILM NUMBER: 19598408 MAIL ADDRESS: STREET 1: C/O ARRIS GROUP INC STREET 2: 11450 TECHNOLOGY CIRCLE CITY: DULUTH STATE: GA ZIP: 30097 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS International plc CENTRAL INDEX KEY: 0001645494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 981241619 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: (678)473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: ARRIS International Ltd DATE OF NAME CHANGE: 20150617 5 1 form5.xml PRIMARY DOCUMENT X0306 5 2018-12-31 0 0 0001645494 ARRIS International plc ARRS 0001185888 STANZIONE ROBERT J 3871 LAKEFIELD DRIVE SUWANEE GA 30024 1 1 EXECUTIVE CHAIRMAN Ordinary Shares 2018-12-07 5 G 0 58279 0 D 862144 D Ordinary Shares 2018-07-26 5 J 0 25026 0 D 0 I By 2015 Grantor Retainer Annuity Trust Account Ordinary Shares 2018-07-26 5 J 0 25026 0 A 0 D Restricted Shares 0 2020-01-31 Ordinary Shares 61800 61800 D Restricted Shares 0 2021-01-31 Ordinary Shares 31050 31050 D Restricted Shares 0 2019-01-31 Ordinary Shares 302630 302630 D Restricted Shares 0 2021-03-29 Ordinary Shares 23175 23175 D Restricted Shares 0 2022-03-30 Ordinary Shares 15525 15525 D Restricted Shares 0 2017-07-07 Ordinary Shares 75658 75658 D Represents Ordinary Shares transferring from indirect to direct ownership only. Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level. This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. /s/ Patrick W. Macken, attorney-in-fact 2019-02-13