X0306 4 2019-04-22 0 0000825202 SPROTT FOCUS TRUST INC. FUND 0001185838 GEORGE W WHITNEY C/O SPROTT ASSET MANAGEMENT USA INC. 1910 PALOMAR POINT WAY, SUITE 200 CARLSBAD CA 92008 1 0 1 1 Senior Portfolio Manager Common Stock 2019-04-22 4 P 0 25000 7.0316 A 5679922 D Common Stock 1627656 I Held by Spouse Common Stock 127300 I Held by Son Common Stock 514492 I Held by Trust Common Stock 347058 I Held by Trust Common Stock 1545377 I Held by Foundation Shares held by a trust established for the benefit of Mr. George's children. As beneficiaries of the trust, Mr. George's children have a pecuniary interest in the trust. Mr. George may be deemed to beneficially own the shares held by the trust. Shares held by The Mallory Descendant's Trust U/T/A DTD 12/31/2013 (the "Descendant's Trust"). Mr. George serves as trustee of the Descendant's Trust and, in such capacity, has investment and voting discretion over shares held by the Descendant's Trust. As a beneficiary of the Descendant's Trust, Mr. George's spouse has a pecuniary interest in the Descendant's Trust. Mr. George may be deemed to beneficially own the shares held by the Descendant's Trust. Shares held by The Meredith and Whitney George Family Foundation (the "Foundation"). Mr. George serves as Chairman of the Foundation and, in such capacity, has investment and voting discretion over shares held by the Foundation. Represents the weighted average purchase price of multiple transactions with a range of prices between $7.01 and $7.05. Mr. George hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price. Due to clerical error, the total number of shares held by Mr. George was underreported by 2 shares on the Form 4 filed with the Securities and Exchange Commission on April 16, 2019. The 2 shares were acquired under the Issuer's Dividend Reinvestment Program. Mr. George disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. George is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. /s/ W. Whitney George 2019-04-24