0001430723-20-000034.txt : 20201209
0001430723-20-000034.hdr.sgml : 20201209
20201209162547
ACCESSION NUMBER: 0001430723-20-000034
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201207
FILED AS OF DATE: 20201209
DATE AS OF CHANGE: 20201209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROUGHTON THOMAS A
CENTRAL INDEX KEY: 0001185581
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36452
FILM NUMBER: 201378123
MAIL ADDRESS:
STREET 1: 4229 OLD BROOK TRAIL
CITY: BIRMINGHAM
STATE: AL
ZIP: 35243
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ServisFirst Bancshares, Inc.
CENTRAL INDEX KEY: 0001430723
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 260734029
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2500 WOODCREST PLACE
CITY: BIRMINGHAM
STATE: AL
ZIP: 35209
BUSINESS PHONE: 2059490302
MAIL ADDRESS:
STREET 1: 2500 WOODCREST PLACE
CITY: BIRMINGHAM
STATE: AL
ZIP: 35209
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-12-07
0
0001430723
ServisFirst Bancshares, Inc.
SFBS
0001185581
BROUGHTON THOMAS A
4229 OLD BROOK TRAIL
BIRMINGHAM
AL
35243
1
1
0
0
Chairman, President, & CEO
COMMON STOCK
2020-12-07
5
G
0
E
300000
0
D
735734
D
COMMON STOCK
54790
I
WIFE
COMMON STOCK
7270
I
STEP DAUGHTER
COMMON STOCK
7020
I
STEP DAUGHTER
The reported securities are held by TAB3, LLC, a limited liability company of through which the reporting person beneficially owned and controlled the SFBS common stock. On December 7, 2020, the reporting person gifted his interests in TAB3, LLC to a trust for the benefit of the reporting person's grandchildren. The reporting person disclaims beneficial ownership of the SFBS common stock held by TAB3, LLC except to the extent of his pecuniary interest therein.
The reporting person disclaims beneficial ownership of the shares held by his wife and his step daughters, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
Includes 655 restricted stock awards which vest 100% on 4/23/2021.
/s/Davis S. Mange, attorney-in-fact
2020-12-09