0001430723-20-000034.txt : 20201209 0001430723-20-000034.hdr.sgml : 20201209 20201209162547 ACCESSION NUMBER: 0001430723-20-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201207 FILED AS OF DATE: 20201209 DATE AS OF CHANGE: 20201209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROUGHTON THOMAS A CENTRAL INDEX KEY: 0001185581 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36452 FILM NUMBER: 201378123 MAIL ADDRESS: STREET 1: 4229 OLD BROOK TRAIL CITY: BIRMINGHAM STATE: AL ZIP: 35243 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ServisFirst Bancshares, Inc. CENTRAL INDEX KEY: 0001430723 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 260734029 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2500 WOODCREST PLACE CITY: BIRMINGHAM STATE: AL ZIP: 35209 BUSINESS PHONE: 2059490302 MAIL ADDRESS: STREET 1: 2500 WOODCREST PLACE CITY: BIRMINGHAM STATE: AL ZIP: 35209 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-12-07 0 0001430723 ServisFirst Bancshares, Inc. SFBS 0001185581 BROUGHTON THOMAS A 4229 OLD BROOK TRAIL BIRMINGHAM AL 35243 1 1 0 0 Chairman, President, & CEO COMMON STOCK 2020-12-07 5 G 0 E 300000 0 D 735734 D COMMON STOCK 54790 I WIFE COMMON STOCK 7270 I STEP DAUGHTER COMMON STOCK 7020 I STEP DAUGHTER The reported securities are held by TAB3, LLC, a limited liability company of through which the reporting person beneficially owned and controlled the SFBS common stock. On December 7, 2020, the reporting person gifted his interests in TAB3, LLC to a trust for the benefit of the reporting person's grandchildren. The reporting person disclaims beneficial ownership of the SFBS common stock held by TAB3, LLC except to the extent of his pecuniary interest therein. The reporting person disclaims beneficial ownership of the shares held by his wife and his step daughters, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Includes 655 restricted stock awards which vest 100% on 4/23/2021. /s/Davis S. Mange, attorney-in-fact 2020-12-09