-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QfB7vkSd9VC3E3onbkFMaJfsLk4mJ3HtwGPEqT5rJhv7UIFPluYkrmlJYv8zCQ40 yQgRG9ZxcRS83zvJXFPsVA== 0001209191-08-033285.txt : 20080527 0001209191-08-033285.hdr.sgml : 20080526 20080527212521 ACCESSION NUMBER: 0001209191-08-033285 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080527 FILED AS OF DATE: 20080527 DATE AS OF CHANGE: 20080527 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ServisFirst Bancshares, Inc. CENTRAL INDEX KEY: 0001430723 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 260734029 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3300 CAHABA ROAD STREET 2: SUITE 300 CITY: BIRMINGHAM STATE: AL ZIP: 35223 BUSINESS PHONE: 205-949-0302 MAIL ADDRESS: STREET 1: 3300 CAHABA ROAD STREET 2: SUITE 300 CITY: BIRMINGHAM STATE: AL ZIP: 35223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROUGHTON THOMAS A CENTRAL INDEX KEY: 0001185581 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53149 FILM NUMBER: 08862215 MAIL ADDRESS: STREET 1: 7 RIDGE DR CITY: BIRMINGHAM STATE: AL ZIP: 35213 3 1 boa13672_boa01tab.xml MAIN DOCUMENT DESCRIPTION X0202 3 2008-05-27 0 0001430723 ServisFirst Bancshares, Inc. N/A 0001185581 BROUGHTON THOMAS A P.O. BOX 1508 BIRMINGHAM AL 35201 1 1 0 0 President and CEO Common Stock 82252 D Warrants 10.00 2015-05-13 Common Stock 10000 D Stock Option 20.00 2012-12-20 2017-12-20 Common Stock 10000 D Stock Option 10.00 2015-05-19 Common Stock 75000 D The warrant became exercisable in three equal annual installments beginning on May 13, 2006. The option vests 10,000 shares per year beginning on May 19, 2006 with the final 5,000 shares vesting on May 19, 2013. /s/ William K. Holbrook, Attorney-in-fact 2008-05-27 EX-24 2 thomasabroughtoniiipoa.txt POWER OF ATTORNEY LIMITED POWER OF ATTORNEY Know by all these presents, that the undersigned hereby constitutes and appoints each of Robert E. Lee Garner, Esq., William K. Holbrook, Esq., and Matthew T. Franklin, Esq., acting severally, the undersigned's true and lawful attorney-in-fact to: (1) execute for and behalf of the undersigned, in the undersigned's capacity as an officer and/or director of ServisFirst Bancshares, Inc. (the "Corporation"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5 and timely file such form with the United States Securities and Exchange Commission; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers granted herein, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, nor is the Corporation assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holding of and transactions in securities issued by the Corporation, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 19th day of February, 2008. /s/ Thomas A. Broughton III ------------------------------ Thomas A. Broughton III -----END PRIVACY-ENHANCED MESSAGE-----