0001271163-23-000029.txt : 20231122 0001271163-23-000029.hdr.sgml : 20231122 20231122172709 ACCESSION NUMBER: 0001271163-23-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231120 FILED AS OF DATE: 20231122 DATE AS OF CHANGE: 20231122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GABELLI MARIO J CENTRAL INDEX KEY: 0001185533 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21529 FILM NUMBER: 231434498 MAIL ADDRESS: STREET 1: 191 MASON STREET CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI GLOBAL UTILITY & INCOME TRUST CENTRAL INDEX KEY: 0001282957 IRS NUMBER: 320116828 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 8149219105 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2023-11-20 0 0001282957 GABELLI GLOBAL UTILITY & INCOME TRUST GLU.B 0001185533 GABELLI MARIO J C/O GAMCO INVESTORS, INC. ONE CORPORATE CENTER RYE NY 10580 0 0 1 1 Control Person of Adviser 0 Series B Cumulative Puttable and Callable Preferred Shares 2023-11-20 4 S 0 2298 50.35 D 76000 I Associated Capital Group, Inc. Series B Cumulative Puttable and Callable Preferred Shares 59886 I GAMCO Investors, Inc. Any short-swing "profit" under Section 16(b) of the Securities Exchange Act of 1934 will be disgorged and paid to the Issuer. The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli 2023-11-22