0001271163-22-000048.txt : 20221019 0001271163-22-000048.hdr.sgml : 20221019 20221019182856 ACCESSION NUMBER: 0001271163-22-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221017 FILED AS OF DATE: 20221019 DATE AS OF CHANGE: 20221019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GABELLI MARIO J CENTRAL INDEX KEY: 0001185533 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22021 FILM NUMBER: 221319429 MAIL ADDRESS: STREET 1: C/O GAMCO INVESTORS, INC STREET 2: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gabelli Healthcare & WellnessRx Trust CENTRAL INDEX KEY: 0001391437 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580-1422 BUSINESS PHONE: 914-921-5100 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580-1422 FORMER COMPANY: FORMER CONFORMED NAME: Gabelli Global Healthcare & WellnessRx Trust DATE OF NAME CHANGE: 20070227 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-10-17 0 0001391437 Gabelli Healthcare & WellnessRx Trust GRX.E 0001185533 GABELLI MARIO J C/O GAMCO INVESTORS, INC ONE CORPORATE CENTER RYE NY 10580 1 0 1 1 Control Person of Adviser Series E Cumulative Preferred Shares 2022-10-17 4 S 0 230000 10 D 0 I E3M 2018, LLC Series E Cumulative Preferred Shares 2022-10-17 4 P 0 230000 10 A 700000 D Series E Cumulative Preferred Shares 200000 I Associated Capital Group, Inc. Series E Cumulative Preferred Shares 130000 I GPJ Retirement Partners Series E Cumulative Preferred Shares 370000 I E3M Investors, LLC Shares traded in a private transaction between related accounts The shares being reported are held at E3M 2018, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chair and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. The shares being reported are held at E3M Investors, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli 2022-10-19