0001271163-18-000053.txt : 20180910 0001271163-18-000053.hdr.sgml : 20180910 20180910151932 ACCESSION NUMBER: 0001271163-18-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180906 FILED AS OF DATE: 20180910 DATE AS OF CHANGE: 20180910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GABELLI MARIO J CENTRAL INDEX KEY: 0001185533 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21969 FILM NUMBER: 181062638 MAIL ADDRESS: STREET 1: C/O GAMCO INVESTORS, INC STREET 2: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GDL FUND CENTRAL INDEX KEY: 0001378701 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 914-921-5100 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: Gabelli Global Deal Fund DATE OF NAME CHANGE: 20061019 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-09-06 0 0001378701 GDL FUND GDL.C 0001185533 GABELLI MARIO J C/O GAMCO INVESTORS, INC ONE CORPORATE CENTER RYE NY 10580 1 0 1 1 Control Person of Adviser Series C Cumulative Puttable and Callable Preferred Shares 2018-09-06 4 S 0 337 52.22 D 741 I Trust Account Series C Cumulative Puttable and Callable Preferred Shares 38400 D Series C Cumulative Puttable and Callable Preferred Shares 225000 I E3M 2016, LLC The shares reported reflect the total shares owned by trust account for which Mario J. Gabelli serves as trustee. E3M 2016, LLC is a limited liability company owned entirely by Mr. Gabelli. Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli 2018-09-10