0001271163-18-000053.txt : 20180910
0001271163-18-000053.hdr.sgml : 20180910
20180910151932
ACCESSION NUMBER: 0001271163-18-000053
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180906
FILED AS OF DATE: 20180910
DATE AS OF CHANGE: 20180910
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GABELLI MARIO J
CENTRAL INDEX KEY: 0001185533
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21969
FILM NUMBER: 181062638
MAIL ADDRESS:
STREET 1: C/O GAMCO INVESTORS, INC
STREET 2: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GDL FUND
CENTRAL INDEX KEY: 0001378701
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 914-921-5100
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: Gabelli Global Deal Fund
DATE OF NAME CHANGE: 20061019
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-09-06
0
0001378701
GDL FUND
GDL.C
0001185533
GABELLI MARIO J
C/O GAMCO INVESTORS, INC
ONE CORPORATE CENTER
RYE
NY
10580
1
0
1
1
Control Person of Adviser
Series C Cumulative Puttable and Callable Preferred Shares
2018-09-06
4
S
0
337
52.22
D
741
I
Trust Account
Series C Cumulative Puttable and Callable Preferred Shares
38400
D
Series C Cumulative Puttable and Callable Preferred Shares
225000
I
E3M 2016, LLC
The shares reported reflect the total shares owned by trust account for which Mario J. Gabelli serves as trustee.
E3M 2016, LLC is a limited liability company owned entirely by Mr. Gabelli.
Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
2018-09-10