0001271163-18-000029.txt : 20180504
0001271163-18-000029.hdr.sgml : 20180504
20180504194643
ACCESSION NUMBER: 0001271163-18-000029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180502
FILED AS OF DATE: 20180504
DATE AS OF CHANGE: 20180504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GABELLI MARIO J
CENTRAL INDEX KEY: 0001185533
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21969
FILM NUMBER: 18809462
MAIL ADDRESS:
STREET 1: C/O GAMCO INVESTORS, INC
STREET 2: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GDL FUND
CENTRAL INDEX KEY: 0001378701
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 914-921-5100
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: Gabelli Global Deal Fund
DATE OF NAME CHANGE: 20061019
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-05-02
0
0001378701
GDL FUND
GDL.C
0001185533
GABELLI MARIO J
C/O GAMCO INVESTORS, INC
ONE CORPORATE CENTER
RYE
NY
10580
1
0
1
1
Control Person of Adviser
Series C Cumulative Puttable and Callable Preferred Shares
2018-05-02
4
S
0
268
52
D
0
I
GPJ Retirement Partners
Series C Cumulative Puttable and Callable Preferred Shares
2018-05-02
4
S
0
268
52
D
268
I
Investment Partnerships
Series C Cumulative Puttable and Callable Preferred Shares
38939
D
Series C Cumulative Puttable and Callable Preferred Shares
1346
I
Trust Accounts
Series C Cumulative Puttable and Callable Preferred Shares
225000
I
E3M 2016, LLC
The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
Shares were owned by MJG Associates and Gabelli Fund, LDC. MJG Associates provides advisory services to private investment partnerships and offshore funds. Mario Gabelli is the sole shareholder, director and employee of MJG Associates. MJG Associates is the investment adviser of Gabelli Fund, LDC.
The shares reported reflect the total shares owned by trust accounts for which Mario J. Gabelli serves as trustee.
E3M 2016 is a limited liability company owned entirely by Mr. Gabelli.
Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
2018-05-04