0001271163-16-000095.txt : 20160909 0001271163-16-000095.hdr.sgml : 20160909 20160909105707 ACCESSION NUMBER: 0001271163-16-000095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160906 FILED AS OF DATE: 20160909 DATE AS OF CHANGE: 20160909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gabelli Go Anywhere Trust CENTRAL INDEX KEY: 0001635193 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580-1022 BUSINESS PHONE: 914-921-5100 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580-1022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GABELLI MARIO J CENTRAL INDEX KEY: 0001185533 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23035 FILM NUMBER: 161878102 MAIL ADDRESS: STREET 1: C/O GAMCO INVESTORS, INC STREET 2: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-09-06 0 0001635193 Gabelli Go Anywhere Trust GGO/GGO.A 0001185533 GABELLI MARIO J C/O GAMCO INVESTORS, INC ONE CORPORATE CENTER RYE NY 10580 1 0 1 1 Control Person of Adviser Common Shares 2016-09-06 4 P 0 61854 19 A 61854 I MJG Management LLC Series A Cumulative Puttable and Callable Preferred Shares 2016-09-06 4 P 0 20618 40 A 20618 I MJG Management LLC Common Shares 2016-09-06 4 P 0 284535 19 A 284535 D Series A Cumulative Puttable and Callable Preferred Shares 2016-09-06 4 P 0 94845 40 A 94845 D Common Shares 2016-09-06 4 P 0 92781 19 A 92781 I E3M, LLC Series A Cumulative Puttable and Callable Preferred Shares 2016-09-06 4 P 0 30927 40 A 30927 I E3M, LLC Common Shares 2016-09-06 4 P 0 92781 19 A 92781 I Associated Capital Group, Inc. Series A Cumulative Puttable and Callable Preferred Shares 2016-09-06 4 P 0 30927 40 A 30927 I Associated Capital Group, Inc. Until November 1, 2016, the common shares and Series A Preferred Shares will trade only as Combinations on the NYSE MKT. Each Combination consists of 3 common shares and 1 Series A Preferred Share, and trades under the symbol GGO.C. The reported beneficial ownership of common shares and Series A Preferred Shares therefore represents 20,618 combinations. The common and Series A Preferred Share will begin trading separately on November 2, 2016. The shares reported reflect the total shares owned by MJG Management, LLC a limited liability company for which Mr. Gabelli serves as the member. Until November 1, 2016, the common shares and Series A Preferred Shares will trade only as Combinations on the NYSE MKT. Each Combination consists of 3 common shares and 1 Series A Preferred Share, and trades under the symbol GGO.C. The reported beneficial ownership of common shares and Series A Preferred Shares therefore represents 94,845 combinations. The common and Series A Preferred Share will begin trading separately on November 2, 2016. Until November 1, 2016, the common shares and Series A Preferred Shares will trade only as Combinations on the NYSE MKT. Each Combination consists of 3 common shares and 1 Series A Preferred Share, and trades under the symbol GGO.C. The reported beneficial ownership of common shares and Series A Preferred Shares therefore represents 30,927 combinations. The common and Series A Preferred Share will begin trading separately on November 2, 2016. The shares reported reflect the total shares owned by E3M, LLC for which Mario J. Gabelli serves as a member. The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Agnes Mullady as Attorney-in-Fact for Mario J. Gabelli 2016-09-09