-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MOxroTkHEvhvGqgPirbFEypxy/h8jBsLpFW4d0xRtx3y8Qh8ViTfgXR0mbLMRDhN FVi2LAM+o8T2QHRlOF66MA== 0000807249-09-000268.txt : 20090331 0000807249-09-000268.hdr.sgml : 20090331 20090331112241 ACCESSION NUMBER: 0000807249-09-000268 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090320 FILED AS OF DATE: 20090331 DATE AS OF CHANGE: 20090331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALPERT BRUCE N CENTRAL INDEX KEY: 0001185528 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-53527 FILM NUMBER: 09716749 MAIL ADDRESS: STREET 1: C/O GABELLI ASSET MANAGEMENT INC STREET 2: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 16580 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Teton Advisors, Inc. CENTRAL INDEX KEY: 0001444874 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 134008049 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: (914) 457-1070 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0303 4/A 2009-03-20 2009-03-20 0 0001444874 Teton Advisors, Inc. NONE 0001185528 ALPERT BRUCE N C/O TETON ADVISORS INC. 401 THEODORE FREMD AVENUE RYE NY 10580 1 1 0 0 Chairman Class B Common Stock 2009-03-20 4 J 0 419 A 419 D Class A Common Stock 60242 D On March 20, 2009, GAMCO Investors, Inc. ("GAMCO") distributed all of its shares of Class B Common Stock in Teton Advisors, Inc. ("Teton") at a rate of 14.930 shares of Teton for each 1,000 shares of GAMCO to its shareholders of record on March 10, 2009. The Reporting Person received these shares pursuant to the foregoing distribution by GAMCO. Pursuant to the Certificate of Incorporation of Teton, the Class B Common Stock is convertible at any time into Class A Common Stock at a one to one ratio. /s/ Bruce N. Alpert 2009-03-31 -----END PRIVACY-ENHANCED MESSAGE-----