0001230245-19-000020.txt : 20190220
0001230245-19-000020.hdr.sgml : 20190220
20190220160342
ACCESSION NUMBER: 0001230245-19-000020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190216
FILED AS OF DATE: 20190220
DATE AS OF CHANGE: 20190220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DUFF ANDREW S
CENTRAL INDEX KEY: 0001185482
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 19618248
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-02-16
0001230245
PIPER JAFFRAY COMPANIES
PJC
0001185482
DUFF ANDREW S
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
1
0
0
0
Common Stock
2019-02-16
4
F
0
5151
0
D
188816
D
Common Stock
2019-02-16
4
F
0
2192
0
D
186624
D
Common Stock
2019-02-16
4
F
0
1139
0
D
185485
D
Common Stock
10
I
By minor children
/s/ John W. Geelan for Andrew S. Duff
2019-02-20