0001230245-19-000020.txt : 20190220 0001230245-19-000020.hdr.sgml : 20190220 20190220160342 ACCESSION NUMBER: 0001230245-19-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190216 FILED AS OF DATE: 20190220 DATE AS OF CHANGE: 20190220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUFF ANDREW S CENTRAL INDEX KEY: 0001185482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 19618248 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-02-16 0001230245 PIPER JAFFRAY COMPANIES PJC 0001185482 DUFF ANDREW S 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 0 0 0 Common Stock 2019-02-16 4 F 0 5151 0 D 188816 D Common Stock 2019-02-16 4 F 0 2192 0 D 186624 D Common Stock 2019-02-16 4 F 0 1139 0 D 185485 D Common Stock 10 I By minor children /s/ John W. Geelan for Andrew S. Duff 2019-02-20