0001667731-20-000405.txt : 20201105 0001667731-20-000405.hdr.sgml : 20201105 20201105184253 ACCESSION NUMBER: 0001667731-20-000405 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201103 FILED AS OF DATE: 20201105 DATE AS OF CHANGE: 20201105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALLENBERGER MARK J CENTRAL INDEX KEY: 0001185163 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39030 FILM NUMBER: 201291956 MAIL ADDRESS: STREET 1: LTX-CREDENCE CORPORATION STREET 2: 825 UNIVERSITY AVENUE CITY: NORWOOD STATE: MA ZIP: 02062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cerence Inc. CENTRAL INDEX KEY: 0001768267 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 834719946 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 15 WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01880 BUSINESS PHONE: 617-580-0843 MAIL ADDRESS: STREET 1: 15 WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01880 FORMER COMPANY: FORMER CONFORMED NAME: Cerence LLC DATE OF NAME CHANGE: 20190513 FORMER COMPANY: FORMER CONFORMED NAME: Diamond SpinCo, LLC DATE OF NAME CHANGE: 20190215 4 1 ownership.xml X0306 4 2020-11-03 0 0001768267 Cerence Inc. CRNC 0001185163 GALLENBERGER MARK J 15 WAYSIDE ROAD BURLINGTON MA 01803 0 1 0 0 Chief Financial Officer Common Stock 2020-11-03 4 A 0 7422 0.01 A 71994 D Common Stock 2020-11-03 4 A 0 10407 0.01 A 82401 D Common Stock 2020-11-03 4 A 0 41488 0.01 A 123889 D Common Stock 2020-11-03 4 F 0 15912 59.00 D 107977 D Grant of Restricted Stock Units that will vest 100% on November 20, 2020, issued pursuant to the Company's FY2020 Short-Term Incentive Program. Shares are subject to a Restricted Stock Unit Agreement. Shares vest one-third on each of October 1, 2021, 2022, and 2023. These shares are pursuant to a performance-based restricted stock unit agreement with the Company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2020. These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award for the performance-based shares. /s/ Leanne Fitzgerald attorney-in-fact 2020-11-05