0001127602-23-020241.txt : 20230705 0001127602-23-020241.hdr.sgml : 20230705 20230705173944 ACCESSION NUMBER: 0001127602-23-020241 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230705 DATE AS OF CHANGE: 20230705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GILLIS RUTH ANN M CENTRAL INDEX KEY: 0001185158 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 231070941 MAIL ADDRESS: STREET 1: 10 SOUTH DEERBORN STREET STREET 2: 37TH FLOOR CITY: CHICAGO STATE: IL ZIP: 80603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 4 1 form4.xml PRIMARY DOCUMENT X0407 4 2023-03-31 0001535929 Voya Financial, Inc. VOYA 0001185158 GILLIS RUTH ANN M 230 PARK AVENUE NEW YORK NY 10169 1 0 Common Stock 7162 I By Trust Deferred Fee Plan Issuer Stock Units 2023-03-31 4 A 0 152.183 71.46 A Common Stock 152.183 4885.167 D Deferred Fee Plan Issuer Stock Units 2023-06-28 4 A 0 13.906 70.26 A Common Stock 13.906 4899.073 D Deferred Fee Plan Issuer Stock Units 2023-06-30 4 A 0 151.652 71.71 A Common Stock 151.652 5050.725 D Restricted Stock Units Common Stock 22931 22931 D These shares are held in a trust for the benefit of the reporting person. The reporting person is the trustee of the trust. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. This Form 4 filing includes a transaction that occurred in March and not accounted for due to an administrative error. The stock units will vest based on their respective award agreements. /s/ My Chi To, Attorney-in-Fact 2023-07-05