FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
COMMERCIAL CAPITAL BANCORP INC [ CCBI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 08/03/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 08/02/2004 | J(1) | 61,650 | A | $0 | 215,560(2) | I | By 1998 Hagerty Family Trust | ||
Common Stock | 08/03/2004 | J(1) | 46,400 | A | $0 | 262,000 | I | By 1998 Hagerty Family Trust | ||
Common Stock | 08/03/2004 | S | 5,200 | D | $21.6583 | 256,800 | I | By 1998 Hagerty Family Trust |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $1.227 | 12/22/2000 | 12/22/2010 | Common Stock | 141,689(3) | 141,689(3) | D | ||||||||
Employee Stock Option (right to buy) | $2.585 | 01/14/2005(4) | 01/14/2012 | Common Stock | 130,000(3) | 130,000(3) | D | ||||||||
Employee Stock Option (right to buy) | $4.5 | 08/28/2005(5) | 08/28/2012 | Common Stock | 100,000(3) | 100,000(3) | D | ||||||||
Employee Stock Option (right to buy) | $9.21 | 08/05/2006(6) | 08/05/2013 | Common Stock | 2,000(3) | 2,000(3) | D |
Explanation of Responses: |
1. Reflects shares made available to Mr. Hagerty pursuant to a restricted stock award granted, as previously reported in the issuer's filings with the Securities and Exchange Commission, from theholdings of three of the issuer's executive and former executive officers. |
2. Does not include the remaining 108,000 shares which will be made available to Mr. Hagerty, as previously reported in the issuer's filings with the Securities and Exchange Commission, pursuant toa restricted stock award granted from the holdings of three of the issuer's executive and former executive officers. |
3. Adjusted for 9/29/03 3-for-2 stock split and 2/20/04 4-for-3 stock split. |
4. The option vests in 36 equal monthly installments beginning on February 14, 2002. |
5. The option vests in 36 equal monthly installments beginning on September 28, 2002. |
6. The option vests in 36 equal monthly installments beginning on September 5, 2003. |
/s/ Christopher G. Hagerty | 08/04/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |