0001209191-18-002247.txt : 20180104 0001209191-18-002247.hdr.sgml : 20180104 20180104190626 ACCESSION NUMBER: 0001209191-18-002247 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171219 FILED AS OF DATE: 20180104 DATE AS OF CHANGE: 20180104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEEK MARK S CENTRAL INDEX KEY: 0001184754 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35680 FILM NUMBER: 18511663 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Workday, Inc. CENTRAL INDEX KEY: 0001327811 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 202480422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 6230 STONERIDGE MALL ROAD STREET 2: SUITE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 925-951-9000 MAIL ADDRESS: STREET 1: 6230 STONERIDGE MALL ROAD STREET 2: SUITE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 FORMER COMPANY: FORMER CONFORMED NAME: Workday Inc DATE OF NAME CHANGE: 20050519 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-12-19 0 0001327811 Workday, Inc. WDAY 0001184754 PEEK MARK S C/O WORKDAY, INC. 6230 STONERIDGE MALL ROAD PLEASANTON CA 94588 0 1 0 0 co-President Class A Common Stock 2017-12-19 5 G 0 E 240 0.00 D 187633 D Class A Common Stock 2018-01-02 4 C 0 15000 0.00 A 202633 D Class A Common Stock 2018-01-02 4 S 0 14100 100.873 D 188533 D Class A Common Stock 2018-01-02 4 S 0 900 101.7188 D 187633 D Class A Common Stock 2018-01-03 4 C 0 15000 0.00 A 202633 D Class A Common Stock 2018-01-03 4 S 0 15000 105.00 D 187633 D Class A Common Stock 2018-01-04 4 C 0 15000 0.00 A 202633 D Class A Common Stock 2018-01-04 4 S 0 15000 110.00 D 187633 D Class B Common Stock 2018-01-02 4 C 0 15000 0.00 D Class A Common Stock 15000 339543 D Class B Common Stock 2018-01-03 4 C 0 15000 0.00 D Class A Common Stock 15000 324543 D Class B Common Stock 2018-01-04 4 C 0 15000 0.00 D Class A Common Stock 15000 309543 D Includes 173,707 RSUs that entitle the Reporting Person to receive one share of Class A Common Stock upon settlement, which will take place within 30 days of vesting, from original grants consisting of i) 69,738 RSUs with a grant date of 4/15/2014 which vested or will vest in eight (8) quarterly installments beginning 7/15/2016, and ii) 69,738 RSUs with a grant date of 4/15/2015, 25,000 RSUs with a grant date of 6/15/2015, 77,465 RSUs with a grant date of 4/15/2016, and 72,329 RSUs with a grant date of 4/14/2017, each of which vested or will vest as to 25% of the underlying shares on the one-year anniversary of grant and then quarterly thereafter. All grants are subject to the Reporting Person's continued service with the Issuer on the applicable vesting date. Includes 152 shares of Class A Common Stock that were purchased through the Issuer's Employee Stock Purchase Program. The reported shares, other than the shares underlying the RSUs described in footnote 1, are held by the OMEGA Living Trust, UTA 8/6/15, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the OMEGA Living Trust, UTA 8/6/15. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $100.5600 to $101.5599, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $101.6200 to $102.6199, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date. Held by the OMEGA Living Trust, UTA 8/6/15, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. /s/ Stacy Taylor, attorney-in-fact 2018-01-04