0000897069-23-001206.txt : 20230816 0000897069-23-001206.hdr.sgml : 20230816 20230816132857 ACCESSION NUMBER: 0000897069-23-001206 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230815 FILED AS OF DATE: 20230816 DATE AS OF CHANGE: 20230816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRODIN J PER CENTRAL INDEX KEY: 0001184632 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33887 FILM NUMBER: 231177552 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORION ENERGY SYSTEMS, INC. CENTRAL INDEX KEY: 0001409375 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 391847269 STATE OF INCORPORATION: WI FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2210 WOODLAND DRIVE CITY: MANITOWOC STATE: WI ZIP: 54220 BUSINESS PHONE: 800-660-9340 MAIL ADDRESS: STREET 1: 2210 WOODLAND DRIVE CITY: MANITOWOC STATE: WI ZIP: 54220 4 1 form4.xml X0508 4 2023-08-15 0001409375 ORION ENERGY SYSTEMS, INC. OESX 0001184632 BRODIN J PER 2210 WOODLAND DRIVE MANITOWOC WI 54220 true EVP, CFO, CAO & Treasurer false Common Stock 2023-08-15 4 A 0 165484 0 A 315588 D Common Stock 2023-08-15 4 A 0 110323 0 A 425911 D Performance shares granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The performance shares vest subject to achievement of certain performance goals over the performance period ending fiscal year 2026. Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 15, 2024, 2025 and 2026, respectively. /s/ Steven R. Barth, Attorney-in-Fact for J. Per Brodin 2023-08-16