0001415889-21-002895.txt : 20210609 0001415889-21-002895.hdr.sgml : 20210609 20210609174430 ACCESSION NUMBER: 0001415889-21-002895 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210607 FILED AS OF DATE: 20210609 DATE AS OF CHANGE: 20210609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAKIN KEVIN CENTRAL INDEX KEY: 0001184421 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39577 FILM NUMBER: 211006195 MAIL ADDRESS: STREET 1: 36 CHURCH LANE CITY: WESTPORT STATE: CT ZIP: 06880 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIGHCAPE PARTNERS QP, L.P. CENTRAL INDEX KEY: 0001598026 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39577 FILM NUMBER: 211006202 BUSINESS ADDRESS: STREET 1: 10751 FALLS ROAD, SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 BUSINESS PHONE: 410-375-0050 MAIL ADDRESS: STREET 1: 10751 FALLS ROAD, SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIGHCAPE PARTNERS, L.P. CENTRAL INDEX KEY: 0001598046 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39577 FILM NUMBER: 211006203 BUSINESS ADDRESS: STREET 1: 10751 FALLS ROAD, SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 BUSINESS PHONE: 410-375-0050 MAIL ADDRESS: STREET 1: 10751 FALLS ROAD, SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HighCape Partners GP, L.P. CENTRAL INDEX KEY: 0001819932 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39577 FILM NUMBER: 211006200 BUSINESS ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 BUSINESS PHONE: (410) 375-0050 MAIL ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zuga Matt CENTRAL INDEX KEY: 0001790214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39577 FILM NUMBER: 211006196 MAIL ADDRESS: STREET 1: C/O TELA BIO, INC. STREET 2: 1 GREAT VALLEY PARKWAY, SUITE 24 CITY: MALVERN STATE: PA ZIP: 19355 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HighCape Capital, LLC CENTRAL INDEX KEY: 0001827500 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39577 FILM NUMBER: 211006197 BUSINESS ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 BUSINESS PHONE: (410) 375-0050 MAIL ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HighCape Partners GP, LLC CENTRAL INDEX KEY: 0001819933 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39577 FILM NUMBER: 211006201 BUSINESS ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 BUSINESS PHONE: (410) 375-0050 MAIL ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HighCape Co-Investment Vehicle I, LLC CENTRAL INDEX KEY: 0001819988 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39577 FILM NUMBER: 211006199 BUSINESS ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 BUSINESS PHONE: (410) 375-0050 MAIL ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HighCape Co-Investment Vehicle II, LLC CENTRAL INDEX KEY: 0001820044 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39577 FILM NUMBER: 211006198 BUSINESS ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 BUSINESS PHONE: (410) 375-0050 MAIL ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HighCape Capital, L.P. CENTRAL INDEX KEY: 0001826279 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39577 FILM NUMBER: 211006204 BUSINESS ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 BUSINESS PHONE: (410) 375-0050 MAIL ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AZIYO BIOLOGICS, INC. CENTRAL INDEX KEY: 0001708527 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 474790334 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12510 PROSPERITY DRIVE STREET 2: SUITE 370 CITY: SILVER SPRING STATE: MD ZIP: 20904 BUSINESS PHONE: 240-247-1143 MAIL ADDRESS: STREET 1: 12510 PROSPERITY DRIVE STREET 2: SUITE 370 CITY: SILVER SPRING STATE: MD ZIP: 20904 4 1 form4-06092021_020617.xml X0306 4 2021-06-07 0001708527 AZIYO BIOLOGICS, INC. AZYO 0001826279 HighCape Capital, L.P. 452 5TH AVENUE 21ST FLOOR NEW YORK NY 10018 true false true false 0001598046 HIGHCAPE PARTNERS, L.P. 452 5TH AVENUE 21ST FLOOR NEW YORK NY 10018 0 0 1 0 0001598026 HIGHCAPE PARTNERS QP, L.P. 452 5TH AVENUE 21ST FLOOR NEW YORK NY 10018 0 0 1 0 0001819933 HighCape Partners GP, LLC 452 5TH AVENUE 21ST FLOOR NEW YORK NY 10018 0 0 1 0 0001819932 HighCape Partners GP, L.P. 452 5TH AVENUE 21ST FLOOR NEW YORK NY 10018 0 0 1 0 0001819988 HighCape Co-Investment Vehicle I, LLC 452 5TH AVENUE 21ST FLOOR NEW YORK NY 10018 0 0 1 0 0001820044 HighCape Co-Investment Vehicle II, LLC 452 5TH AVENUE 21ST FLOOR NEW YORK NY 10018 1 0 1 0 0001827500 HighCape Capital, LLC 452 5TH AVENUE 21ST FLOOR NEW YORK NY 10018 0 0 1 0 0001790214 Zuga Matt 452 5TH AVENUE 21ST FLOOR NEW YORK NY 10018 1 0 1 0 0001184421 RAKIN KEVIN 452 5TH AVENUE 21ST FLOOR NEW YORK NY 10018 1 0 1 0 Stock Option (Right to Buy) 10.41 2021-06-07 4 A 0 14082 0 A 2031-06-06 Class A Common Stock 14082 14082 I See footnote Stock Option (Right to Buy) 10.41 2021-06-07 4 A 0 14082 0 A 2031-06-06 Class A Common Stock 14082 14082 I See footnote This option was granted automatically under the Issuer's Non-Employee Director Compensation Program and vests and becomes exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first annual meeting following the date of grant and (ii) the first anniversary of the date of grant, subject to Messrs. Rakin's and Zuga's, as applicable, continuing in service on the Issuer's board of directors through the applicable vesting date. Held by Kevin L. Rakin as non-employee member of the Issuer's board of directors Held by W. Matthew Zuga as non-employee member of the Issuer's board of directors /s/ Kevin L. Rakin 2021-06-09 /s/ W. Matthew Zuga 2021-06-09 HighCape Partners GP, LLC<br> By: /s/ W. Matthew Zuga, Managing Member 2021-06-09 HighCape Partners GP, L.P.<br> By: /s/ W. Matthew Zuga, Managing Member 2021-06-09 HighCape Partners, L.P.<br> By: /s/ HighCape Partners GP, L.P., its general partner By: HighCape Partners GP, LLC, its general partner By: /s/ W. Matthew Zuga, Managing Member 2021-06-09 HighCape Partners QP, L.P.<br> By: /s/ HighCape Partners GP, L.P., its general partner By: HighCape Partners GP, LLC, its general partner By: /s/ W. Matthew Zuga, Managing Member 2021-06-09 HighCape Capital, L.P.<br> By: /s/ W. Matthew Zuga, Managing Member 2021-06-09 HighCape Capital, LLC<br> By: /s/ W. Matthew Zuga 2021-06-09 HighCape Co-Investment Vehicle I, LLC<br> By: /s/ HighCape Partners GP, L.P., its general partner By: HighCape Partners GP, LLC, its general partner By: /s/ W. Matthew Zuga, Managing Member 2021-06-09 HighCape Co-Investment Vehicle II, LLC<br> By: /s/ HighCape Partners GP, L.P., its general partner By: HighCape Partners GP, LLC, its general partner By: /s/ W. Matthew Zuga, Managing Member 2021-06-09