0001104659-22-125197.txt : 20221207
0001104659-22-125197.hdr.sgml : 20221207
20221207163159
ACCESSION NUMBER: 0001104659-22-125197
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221205
FILED AS OF DATE: 20221207
DATE AS OF CHANGE: 20221207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RAKIN KEVIN
CENTRAL INDEX KEY: 0001184421
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 221450527
MAIL ADDRESS:
STREET 1: 36 CHURCH LANE
CITY: WESTPORT
STATE: CT
ZIP: 06880
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HIGHCAPE PARTNERS QP, L.P.
CENTRAL INDEX KEY: 0001598026
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 221450534
BUSINESS ADDRESS:
STREET 1: 10751 FALLS ROAD, SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: 410-375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS ROAD, SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HIGHCAPE PARTNERS, L.P.
CENTRAL INDEX KEY: 0001598046
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 221450535
BUSINESS ADDRESS:
STREET 1: 10751 FALLS ROAD, SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: 410-375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS ROAD, SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HighCape Partners GP, L.P.
CENTRAL INDEX KEY: 0001819932
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 221450532
BUSINESS ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: (410) 375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zuga Matt
CENTRAL INDEX KEY: 0001790214
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 221450528
MAIL ADDRESS:
STREET 1: C/O TELA BIO, INC.
STREET 2: 1 GREAT VALLEY PARKWAY, SUITE 24
CITY: MALVERN
STATE: PA
ZIP: 19355
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HighCape Capital, LLC
CENTRAL INDEX KEY: 0001827500
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 221450529
BUSINESS ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: (410) 375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HighCape Partners GP, LLC
CENTRAL INDEX KEY: 0001819933
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 221450533
BUSINESS ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: (410) 375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HighCape Co-Investment Vehicle I, LLC
CENTRAL INDEX KEY: 0001819988
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 221450531
BUSINESS ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: (410) 375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HighCape Co-Investment Vehicle II, LLC
CENTRAL INDEX KEY: 0001820044
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 221450530
BUSINESS ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: (410) 375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HighCape Capital, L.P.
CENTRAL INDEX KEY: 0001826279
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 221450536
BUSINESS ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: (410) 375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AZIYO BIOLOGICS, INC.
CENTRAL INDEX KEY: 0001708527
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 474790334
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12510 PROSPERITY DRIVE
STREET 2: SUITE 370
CITY: SILVER SPRING
STATE: MD
ZIP: 20904
BUSINESS PHONE: 240-247-1143
MAIL ADDRESS:
STREET 1: 12510 PROSPERITY DRIVE
STREET 2: SUITE 370
CITY: SILVER SPRING
STATE: MD
ZIP: 20904
4
1
tm2232148-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-12-05
0
0001708527
AZIYO BIOLOGICS, INC.
AZYO
0001826279
HighCape Capital, L.P.
36 CHURCH LANE
WESTPORT
CT
06880
1
0
1
0
0001598046
HIGHCAPE PARTNERS, L.P.
36 CHURCH LANE
WESTPORT
CT
06880
0
0
1
0
0001598026
HIGHCAPE PARTNERS QP, L.P.
36 CHURCH LANE
WESTPORT
CT
06880
0
0
1
0
0001819933
HighCape Partners GP, LLC
36 CHURCH LANE
WESTPORT
CT
06880
0
0
1
0
0001819932
HighCape Partners GP, L.P.
36 CHURCH LANE
WESTPORT
CT
06880
0
0
1
0
0001819988
HighCape Co-Investment Vehicle I, LLC
36 CHURCH LANE
WESTPORT
CT
06880
0
0
1
0
0001820044
HighCape Co-Investment Vehicle II, LLC
36 CHURCH LANE
WESTPORT
CT
06880
0
0
1
0
0001827500
HighCape Capital, LLC
36 CHURCH LANE
WESTPORT
CT
06880
0
0
1
0
0001790214
Zuga Matt
36 CHURCH LANE
WESTPORT
CT
06880
1
0
1
0
0001184421
RAKIN KEVIN
36 CHURCH LANE
WESTPORT
CT
06880
1
0
1
0
Class A Common Stock
2022-12-05
4
P
0
735000
4.75
A
5597604
I
See footnotes
Class A Common Stock
90807
I
Held by the Kevin L. Rakin Irrevocable Trust
Includes: (i) 53,818 shares of Class A Common Stock held of record by HighCape Partners, L.P.; (ii) 4,001,428 shares of Class A Common Stock held of record by HighCape Partners QP, L.P.; (iii) 499,145 shares of Class A Common Stock held of record by HighCape Co-Investment Vehicle I, LLC; (iv) 259,282 shares of Class A Common Stock held of record by HighCape Co-Investment Vehicle II, LLC; (v) 48,931 shares of Class A Common Stock held of record by HighCape Capital, L.P.; (vi) 15,023 shares of Class A Common Stock held of record by HighCape Partners II, L.P.; and (vii) 719,977 shares of Class A Common Stock held of record by HighCape Partners QP II, L.P.
Kevin Rakin and W. Matthew Zuga, members of Issuer's board of directors, are the managing members of HighCape Partners GP, LLC, which is the general partner of HighCape Partners GP, L.P., which is the general partner of each of HighCape Partners, L.P. and HighCape Partners QP, L.P. Messrs. Rakin and Zuga are the managing members of HighCape Capital, LLC, which is the general partner of HighCape Capital, L.P. Messrs. Rakin and Zuga are also the managing members of HighCape Partners GP II, LLC, which is the general partner of HighCape Partners GP II, L.P., which is the general partner of each of HighCape Partners II, L.P. and HighCape Partners QP II, L.P.
Each of Mr. Rakin, Mr. Zuga, HighCape Partners GP, LLC and HighCape Partners GP, L.P. may be deemed to beneficially own the securities held of record by each of HighCape Partners, L.P. and HighCape Partners QP, L.P. Each of Mr. Rakin, Mr. Zuga and HighCape Capital, LLC may be deemed to beneficially own the securities held of record by HighCape Capital, L.P. Each of Mr. Rakin, Mr. Zuga, HighCape Partners GP II, LLC and HighCape Partners GP II, L.P. may be deemed to beneficially own the securities held of record by each of HighCape Partners II, L.P. and HighCape Partners QP II, L.P.
In addition, Mr. Zuga is the managing member of each of HighCape Co-Investment Vehicle I, LLC and HighCape Co-Investment Vehicle II, LLC and may be deemed to beneficially own the securities held of record by each such entity. Mr. Rakin may be deemed to beneficially own the securities held of record by the Kevin L. Rakin Irrevocable Trust. Each of the reporting persons disclaims beneficial ownership of the securities held by the other reporting persons except to the extent of each reporting person's pecuniary interest therein, if any.
/s/ W. Matthew Zuga
2022-12-07
/s/ Kevin Rakin
2022-12-07
HIGHCAPE PARTNERS GP, LLC By: /s/ W. Matthew Zuga, Managing Member
2022-12-07
HIGHCAPE PARTNERS GP, L.P. By: HighCape Partners GP, LLC, its general partner By: /s/ W. Matthew Zuga, Managing Member
2022-12-07
HIGHCAPE PARTNERS, L.P. By: HighCape Partners GP, L.P., its general partner By: HighCape Partners GP, LLC, its general partner By: /s/ W. Matthew Zuga, Managing Member
2022-12-07
HIGHCAPE PARTNERS QP, L.P. By: HighCape Partners GP, L.P., its general partner By: HighCape Partners GP, LLC, its general partner By: /s/ W. Matthew Zuga, Managing Member
2022-12-07
HIGHCAPE CAPITAL, L.P. By: HighCape Capital, LLC, its general partner By: /s/ W. Matthew Zuga, Managing Member
2022-12-07
HIGHCAPE CAPITAL, LLC By: /s/ W. Matthew Zuga, Managing Member
2022-12-07
HIGHCAPE CO-INVESTMENT VEHICLE I, LLC By: /s/ W. Matthew Zuga, Managing Member
2022-12-07
HIGHCAPE CO-INVESTMENT VEHICLE II, LLC By: /s/ W. Matthew Zuga, Managing Member
2022-12-07