0001213900-25-064418.txt : 20250715 0001213900-25-064418.hdr.sgml : 20250715 20250715210003 ACCESSION NUMBER: 0001213900-25-064418 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20250710 FILED AS OF DATE: 20250715 DATE AS OF CHANGE: 20250715 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rodgers Thurman J CENTRAL INDEX KEY: 0001183967 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40117 FILM NUMBER: 251126052 MAIL ADDRESS: STREET 1: 535 EASTVIEW WAY CITY: WOODSIDE STATE: CA ZIP: 94062 FORMER NAME: FORMER CONFORMED NAME: RODGERS THURMAN J DATE OF NAME CHANGE: 20020828 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Complete Solaria, Inc. CENTRAL INDEX KEY: 0001838987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] ORGANIZATION NAME: 05 Real Estate & Construction EIN: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE, PO BOX 309 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: (212) 618-1798 MAIL ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE, PO BOX 309 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 FORMER COMPANY: FORMER CONFORMED NAME: Freedom Acquisition I Corp. DATE OF NAME CHANGE: 20210105 4 1 ownership.xml X0508 4 2025-07-10 0 0001838987 Complete Solaria, Inc. SWPR 0001183967 Rodgers Thurman J C/O COMPLETE SOLARIA, INC. 45700 NORTHPORT LOOP EAST FREEMONT CA 94538 1 1 1 0 Chief Executive Officer 0 12% Convertible Senior Note due 2029 2025-07-10 4 P 0 5000000 5000000 A Common Stock 2793296 5000000 I See Footnote The conversion rate for the 12% Convertible Senior Note due 2029 (the "Convertible Note") is equal to 558.6592 shares of common stock per $1,000 principal amount of the Convertible Note, subject to adjustment in accordance with the terms of the Convertible Note. The Convertible Note matures on July 1, 2029, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Note prior to the close of business on the business day immediately preceding the maturity date. The Convertible Note is held by the Rodgers Massey Revocable Trust, for which the Reporting Person and his spouse serve as trustees. /s/ Michael Penney, Attorney-in-Fact for Thurman J. Rodgers 2025-07-15