0001209191-23-006824.txt : 20230203 0001209191-23-006824.hdr.sgml : 20230203 20230203161829 ACCESSION NUMBER: 0001209191-23-006824 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230201 FILED AS OF DATE: 20230203 DATE AS OF CHANGE: 20230203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOCHSCHILD ROGER C CENTRAL INDEX KEY: 0001183833 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33378 FILM NUMBER: 23586018 MAIL ADDRESS: STREET 1: 2500 LAKE COOK ROAD CITY: RIVERWOODS STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Discover Financial Services CENTRAL INDEX KEY: 0001393612 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 362517428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2500 LAKE COOK ROAD CITY: RIVERWOODS STATE: IL ZIP: 60015 BUSINESS PHONE: 224-405-0900 MAIL ADDRESS: STREET 1: 2500 LAKE COOK ROAD CITY: RIVERWOODS STATE: IL ZIP: 60015 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-01 0 0001393612 Discover Financial Services DFS 0001183833 HOCHSCHILD ROGER C 2500 LAKE COOK ROAD RIVERWOODS IL 60015 1 1 0 0 CEO and President Common Stock 2023-02-01 4 A 0 96893 0.00 A 944897 D Common Stock 2023-02-01 4 F 0 49872 115.83 D 895025 D Common Stock 29111 I By Hochschild Remainder Trust Includes 80,876 shares subject to a non-recourse loan to the generation-skipping trust ("GST") for which the reporting person's spouse serves as trustee. Number of shares withheld to pay the tax withholding obligation incurred in connection with the vesting of previously granted performance stock units and restricted stock units. These shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse is trustee of the trust. /s/ Efie Vainikos as Attorney-In-Fact for Roger C. Hochschild 2023-02-03