0001225208-13-013881.txt : 20130604
0001225208-13-013881.hdr.sgml : 20130604
20130604172951
ACCESSION NUMBER: 0001225208-13-013881
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130531
FILED AS OF DATE: 20130604
DATE AS OF CHANGE: 20130604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: THRESHOLD PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0001183765
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 943409596
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 170 HARBOR WAY
STREET 2: SUITE 300
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: 650 474 8200
MAIL ADDRESS:
STREET 1: 170 HARBOR WAY
STREET 2: SUITE 300
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dyckerhoff Stefan A
CENTRAL INDEX KEY: 0001484394
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32979
FILM NUMBER: 13892385
MAIL ADDRESS:
STREET 1: C.O. JUNIPER NETWORKS, INC.
STREET 2: 1194 N. MATHILDA AVE.
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc4.xml
X0306
4
2013-05-31
0001183765
THRESHOLD PHARMACEUTICALS INC
THLD
0001484394
Dyckerhoff Stefan A
755 PAGE MILL ROAD, SUITE A-200
PALO ALTO
CA
1
Common Stock
2013-05-31
4
X
0
801952.0000
1.8600
A
4785597.0000
I
By Ltd Partnership (SHV)
Common Stock
2013-05-31
4
S
0
260592.0000
5.7240
D
4525005.0000
I
By Ltd Partnership (SHV)
Common Stock
3960.0000
I
By Ltd Partnership (SHAI)
Common Stock
10028.0000
I
By Ltd Partnership (SHQP)
Common Stock Warrant
1.8600
2013-05-31
4
X
0
801952.0000
0.0000
D
2013-08-29
Common Stock
801952.0000
0.0000
I
By Ltd Partnership (SHV)
Shares held by Sutter Hill Ventures, A California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, A California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
On May 31, 2013, the reporting person exercised a warrant to purchase shares of the issuer's common stock for $1.86 per share. In accordance with the terms of the warrant, the exercise price was paid on a net basis. The shares reported in column 4 represent the number of shares of common stock withheld by the issuer to pay the exercise price.
Shares held by Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Shares held by Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Exercisable 8/29/2008.
/s/ Robert Yin, by power of attorney
2013-06-04