0001225208-13-013881.txt : 20130604 0001225208-13-013881.hdr.sgml : 20130604 20130604172951 ACCESSION NUMBER: 0001225208-13-013881 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130531 FILED AS OF DATE: 20130604 DATE AS OF CHANGE: 20130604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THRESHOLD PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001183765 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943409596 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 170 HARBOR WAY STREET 2: SUITE 300 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650 474 8200 MAIL ADDRESS: STREET 1: 170 HARBOR WAY STREET 2: SUITE 300 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dyckerhoff Stefan A CENTRAL INDEX KEY: 0001484394 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32979 FILM NUMBER: 13892385 MAIL ADDRESS: STREET 1: C.O. JUNIPER NETWORKS, INC. STREET 2: 1194 N. MATHILDA AVE. CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml X0306 4 2013-05-31 0001183765 THRESHOLD PHARMACEUTICALS INC THLD 0001484394 Dyckerhoff Stefan A 755 PAGE MILL ROAD, SUITE A-200 PALO ALTO CA 1 Common Stock 2013-05-31 4 X 0 801952.0000 1.8600 A 4785597.0000 I By Ltd Partnership (SHV) Common Stock 2013-05-31 4 S 0 260592.0000 5.7240 D 4525005.0000 I By Ltd Partnership (SHV) Common Stock 3960.0000 I By Ltd Partnership (SHAI) Common Stock 10028.0000 I By Ltd Partnership (SHQP) Common Stock Warrant 1.8600 2013-05-31 4 X 0 801952.0000 0.0000 D 2013-08-29 Common Stock 801952.0000 0.0000 I By Ltd Partnership (SHV) Shares held by Sutter Hill Ventures, A California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, A California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. On May 31, 2013, the reporting person exercised a warrant to purchase shares of the issuer's common stock for $1.86 per share. In accordance with the terms of the warrant, the exercise price was paid on a net basis. The shares reported in column 4 represent the number of shares of common stock withheld by the issuer to pay the exercise price. Shares held by Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Shares held by Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Exercisable 8/29/2008. /s/ Robert Yin, by power of attorney 2013-06-04