0001181431-14-003063.txt : 20140117
0001181431-14-003063.hdr.sgml : 20140117
20140117191513
ACCESSION NUMBER: 0001181431-14-003063
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140116
FILED AS OF DATE: 20140117
DATE AS OF CHANGE: 20140117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: THRESHOLD PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0001183765
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 943409596
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 170 HARBOR WAY
STREET 2: SUITE 300
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: 650 474 8200
MAIL ADDRESS:
STREET 1: 170 HARBOR WAY
STREET 2: SUITE 300
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAEGER WILFRED E
CENTRAL INDEX KEY: 0001190474
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32979
FILM NUMBER: 14536335
MAIL ADDRESS:
STREET 1: C/O THREE ARCH PARTNERS
STREET 2: 3200 ALPINE RD
CITY: PORTOLA VALLEY
STATE: CA
ZIP: 94028
4
1
rrd400225.xml
X0306
4
2014-01-16
0
0001183765
THRESHOLD PHARMACEUTICALS INC
THLD
0001190474
JAEGER WILFRED E
3200 ALPINE DRIVE
PORTOLA VALLEY
CA
94028
1
0
0
0
Common Stock
2014-01-16
4
S
0
91449
4.8567
D
0
I
See footnote
Common Stock
2014-01-16
4
S
0
4907
4.8567
D
0
I
See footnote
These shares are owned directly by Three Arch Partners III, L.P. ("TAP III"). Three Arch Management III, L.L.C. ("TAM III"), the general partner of TAP III, and Mark A. Wan and Wilfred E. Jaeger, the managing members of TAM III, may be deemed to share voting and dispositive power over the shares held by TAP III. Such persons and entities disclaim beneficial ownership of shares held by TAP III except to the extent of any pecuniary interest therein.
These shares are owned directly by Three Arch Associates III, L.P. ("TAA III"). TAM III, the general partner of TAA III, and Mark A. Wan and Wilfred E. Jaeger, the managing members of TAM III, may be deemed to share voting and dispositive power over the shares held by TAA III. Such persons and entities disclaim beneficial ownership of shares held by TAA III except to the extent of any pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.85 to $4.90, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Wilfred E. Jaeger
2014-01-17