0001415889-21-001545.txt : 20210317 0001415889-21-001545.hdr.sgml : 20210317 20210317184104 ACCESSION NUMBER: 0001415889-21-001545 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210315 FILED AS OF DATE: 20210317 DATE AS OF CHANGE: 20210317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLOCK STEPHEN A CENTRAL INDEX KEY: 0001183721 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37752 FILM NUMBER: 21752206 MAIL ADDRESS: STREET 1: INTERNATIONAL FLAVORS & FRAGRANCES INC. STREET 2: 521 WEST 57TH ST CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ChromaDex Corp. CENTRAL INDEX KEY: 0001386570 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 262940963 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10900 WILSHIRE BLVD STREET 2: SUITE 600 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: 310-388-6706 MAIL ADDRESS: STREET 1: 10900 WILSHIRE BLVD STREET 2: SUITE 600 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: CODY RESOURCES, INC. DATE OF NAME CHANGE: 20070112 4 1 form4-03172021_030350.xml X0306 4 2021-03-15 0001386570 ChromaDex Corp. CDXC 0001183721 BLOCK STEPHEN A 10900 WILSHIRE BLVD. SUITE 600 LOS ANGELES CA 90024 true false false false Common Stock 2021-03-15 4 M 0 32500 1.92 A 49167 D Common Stock 2021-03-15 4 S 0 32500 11.15 D 16667 D Common Stock 2021-03-16 4 M 0 20000 2.605 A 36667 D Common Stock 2021-03-16 4 S 0 20000 13.17 D 16667 D Stock Options (right to buy) 1.92 2021-03-15 4 M 0 32500 0 D 2012-09-28 2022-08-27 Common Stock 32500 0 D Stock Options (right to buy) 2.605 2021-03-16 4 M 0 20000 0 D 2017-11-16 2026-11-15 Common Stock 20000 0 D The weighted average sale price for the transaction reported was $11.15, and the range of prices were between $11.10 and $11.25. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. The weighted average sale price for the transaction reported was $13.17, and the range of prices were between $13.10 and $13.34. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. The Options were granted on August 28, 2012 and vested 1/12th monthly from the grant date. The options were granted on November 16, 2016 and 100% vested on November 16, 2017. /s/ Jeong James Lee, Attorney-in-Fact 2021-03-17