0000950103-21-010075.txt : 20210702
0000950103-21-010075.hdr.sgml : 20210702
20210702192700
ACCESSION NUMBER: 0000950103-21-010075
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210617
FILED AS OF DATE: 20210702
DATE AS OF CHANGE: 20210702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PANDIT VIKRAM S
CENTRAL INDEX KEY: 0001183417
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33089
FILM NUMBER: 211072096
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Atairos Partners GP, Inc.
CENTRAL INDEX KEY: 0001671176
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33089
FILM NUMBER: 211072089
BUSINESS ADDRESS:
STREET 1: 40 MORRIS ROAD
CITY: BRYN MAWR
STATE: PA
ZIP: 19010
BUSINESS PHONE: 646-690-5252
MAIL ADDRESS:
STREET 1: 620 FIFTH AVENUE
STREET 2: ROCKEFELLER PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Angelakis Michael J
CENTRAL INDEX KEY: 0001393014
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33089
FILM NUMBER: 211072088
MAIL ADDRESS:
STREET 1: 40 MORRIS AVENUE
CITY: BRYN MAWR
STATE: PA
ZIP: 19010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Atairos Group, Inc.
CENTRAL INDEX KEY: 0001671122
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33089
FILM NUMBER: 211072091
BUSINESS ADDRESS:
STREET 1: 40 MORRIS AVENUE
CITY: BRYN MAWR
STATE: PA
ZIP: 19010
BUSINESS PHONE: 646-690-5252
MAIL ADDRESS:
STREET 1: 40 MORRIS AVENUE
CITY: BRYN MAWR
STATE: PA
ZIP: 19010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Orogen Echo LLC
CENTRAL INDEX KEY: 0001754751
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33089
FILM NUMBER: 211072095
BUSINESS ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA
STREET 2: SUITE 2416
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 212-332-4580
MAIL ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA
STREET 2: SUITE 2416
CITY: NEW YORK
STATE: NY
ZIP: 10020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Atairos Partners, L.P.
CENTRAL INDEX KEY: 0001671185
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33089
FILM NUMBER: 211072090
BUSINESS ADDRESS:
STREET 1: 40 MORRIS AVENUE
CITY: BRYN MAWR
STATE: PA
ZIP: 19010
BUSINESS PHONE: 646-690-5252
MAIL ADDRESS:
STREET 1: 40 MORRIS AVENUE
CITY: BRYN MAWR
STATE: PA
ZIP: 19010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Orogen Holdings LLC
CENTRAL INDEX KEY: 0001705500
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33089
FILM NUMBER: 211072093
BUSINESS ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA
STREET 2: SUITE 2416
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 212-332-4580
MAIL ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA
STREET 2: SUITE 2416
CITY: NEW YORK
STATE: NY
ZIP: 10020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Orogen Group LLC
CENTRAL INDEX KEY: 0001705509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33089
FILM NUMBER: 211072094
BUSINESS ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA
STREET 2: SUITE 2416
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 212-332-4580
MAIL ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA
STREET 2: SUITE 2416
CITY: NEW YORK
STATE: NY
ZIP: 10020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Atairos-Orogen Holdings, LLC
CENTRAL INDEX KEY: 0001705610
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33089
FILM NUMBER: 211072092
BUSINESS ADDRESS:
STREET 1: C/O ATAIROS MANAGEMENT, L.P.
STREET 2: 40 MORRIS ROAD
CITY: BRYN MAWR
STATE: PA
ZIP: 19010
BUSINESS PHONE: 646-690-5252
MAIL ADDRESS:
STREET 1: C/O ATAIROS MANAGEMENT, L.P.
STREET 2: 40 MORRIS ROAD
CITY: BRYN MAWR
STATE: PA
ZIP: 19010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ExlService Holdings, Inc.
CENTRAL INDEX KEY: 0001297989
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 820572194
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 320 PARK AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: X1
ZIP: 10022
BUSINESS PHONE: (212) 277-7100
MAIL ADDRESS:
STREET 1: 320 PARK AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: X1
ZIP: 10022
4
1
dp153969_4-pandit.xml
FORM 4
X0306
4
2021-06-17
0
0001297989
ExlService Holdings, Inc.
EXLS
0001183417
PANDIT VIKRAM S
C/O THE OROGEN GROUP LLC
ONE ROCKEFELLER PLAZA SUITE 2416
NEW YORK
NY
10020
1
0
0
0
0001754751
Orogen Echo LLC
C/O THE OROGEN GROUP LLC
ONE ROCKEFELLER PLAZA SUITE 2416
NEW YORK
NY
10020
1
0
0
0
0001705509
Orogen Group LLC
ONE ROCKEFELLER PLAZA
SUITE 2416
NEW YORK
NY
10020
1
0
0
0
0001705500
Orogen Holdings LLC
C/O THE OROGEN GROUP LLC
ONE ROCKEFELLER PLAZA SUITE 2416
NEW YORK
NY
10020
1
0
0
0
0001705610
Atairos-Orogen Holdings, LLC
C/O ATAIROS MANAGEMENT, L.P.
40 MORRIS ROAD
BRYN MAWR
PA
19010
1
0
0
0
0001671122
Atairos Group, Inc.
C/O ATAIROS MANAGEMENT, L.P.
40 MORRIS ROAD
BRYN MAWR
PA
19010
1
0
0
0
0001671185
Atairos Partners, L.P.
C/O ATAIROS MANAGEMENT, L.P.
40 MORRIS ROAD
BRYN MAWR
PA
19010
1
0
0
0
0001671176
Atairos Partners GP, Inc.
C/O ATAIROS MANAGEMENT, L.P.
40 MORRIS ROAD
BRYN MAWR
PA
19010
1
0
0
0
0001393014
Angelakis Michael J
C/O ATAIROS MANAGEMENT, L.P.
40 MORRIS ROAD
BRYN MAWR
PA
19010
1
0
0
0
Restricted Stock Units
2021-06-17
4
A
0
1420
0
A
Common Stock, par value $0.001 per share
1420
6778
I
See footnotes
Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock upon settlement.
The reporting person previously reported the transaction set forth herein on a Form 4 filed on June 21, 2021. However, the Form 4 was inadvertently filed in relation to a different issuer.
The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of the issuer (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.
Mr. Pandit serves on the Board and is the Chairman and Chief Executive Officer of Orogen Echo LLC ("OE"). Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the sole members with joint investment control of The Orogen Group LLC, which is the sole member of OE. Mr. Pandit has majority voting control of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis is the Chairman and Chief Executive Officer of Atairos and controls a majority of the voting power of Atairos Partners GP, Inc., which is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos.
Each of the reporting persons, other than Mr. Pandit, is acting as a director by deputization of the issuer with respect to Mr. Pandit's membership on the Board. Each of the reporting persons may be deemed to have direct or indirect beneficial ownership of the reported securities, as applicable, but disclaims such beneficial ownership except to the extent of its pecuniary interest therein.
By: Vikram S. Pandit /s/ Vikram S. Pandit
2021-07-02
By: Orogen Echo LLC, by the Orogen Group LLC, its sole member, by Vikram S. Pandit, Chairman and Chief Executive Officer /s/ Vikram S. Pandit
2021-07-02
By: The Orogen Group LLC, by Vikram S. Pandit, Chairman and Chief Executive Officer /s/ Vikram S. Pandit
2021-07-02
By: Orogen Holdings LLC, by Vikram S. Pandit, Manager /s/ Vikram S. Pandit
2021-07-02
By: Atairos-Orogen Holdings, LLC, by David L. Caplan, Vice President /s/ David L. Caplan
2021-07-02
By: Atairos Group, Inc., by David L. Caplan, Vice President and General Counsel /s/ David L. Caplan
2021-07-02
By: Atairos Partners, L.P., by Atairos Partners GP, Inc., its general partner, by David L. Caplan, Vice President /s/ David L. Caplan
2021-07-02
By: Atairos Partners GP, Inc., by David L. Caplan, Vice President /s/ David L. Caplan
2021-07-02
By: Michael J. Angelakis /s/ Michael J. Angelakis
2021-07-02