0000950103-17-004365.txt : 20170505
0000950103-17-004365.hdr.sgml : 20170505
20170505204706
ACCESSION NUMBER: 0000950103-17-004365
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170503
FILED AS OF DATE: 20170505
DATE AS OF CHANGE: 20170505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Angelakis Michael J
CENTRAL INDEX KEY: 0001393014
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33625
FILM NUMBER: 17820039
MAIL ADDRESS:
STREET 1: C/O COMCAST CORPORATION
STREET 2: 1500 MARKET STREET
CITY: PHILADELPHIA
STATE: PA
ZIP: 19102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Atairos Partners, L.P.
CENTRAL INDEX KEY: 0001671185
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33625
FILM NUMBER: 17820041
BUSINESS ADDRESS:
STREET 1: 40 MORRIS ROAD
CITY: BRYN MAWR
STATE: PA
ZIP: 19010
BUSINESS PHONE: 646-690-5252
MAIL ADDRESS:
STREET 1: 620 FIFTH AVENUE
STREET 2: ROCKEFELLER PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Atairos Group, Inc.
CENTRAL INDEX KEY: 0001671122
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33625
FILM NUMBER: 17820042
BUSINESS ADDRESS:
STREET 1: 40 MORRIS AVENUE
CITY: BRYN MAWR
STATE: PA
ZIP: 19010
BUSINESS PHONE: 646-690-5252
MAIL ADDRESS:
STREET 1: 40 MORRIS AVENUE
CITY: BRYN MAWR
STATE: PA
ZIP: 19010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Atairos-Orogen Holdings, LLC
CENTRAL INDEX KEY: 0001705610
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33625
FILM NUMBER: 17820043
BUSINESS ADDRESS:
STREET 1: C/O ATAIROS MANAGEMENT, L.P.
STREET 2: 40 MORRIS ROAD
CITY: BRYN MAWR
STATE: PA
ZIP: 19010
BUSINESS PHONE: 646-690-5252
MAIL ADDRESS:
STREET 1: C/O ATAIROS MANAGEMENT, L.P.
STREET 2: 40 MORRIS ROAD
CITY: BRYN MAWR
STATE: PA
ZIP: 19010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Orogen Holdings LLC
CENTRAL INDEX KEY: 0001705500
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33625
FILM NUMBER: 17820045
BUSINESS ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA
STREET 2: SUITE 2416
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 212-332-4580
MAIL ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA
STREET 2: SUITE 2416
CITY: NEW YORK
STATE: NY
ZIP: 10020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Orogen Group LLC
CENTRAL INDEX KEY: 0001705509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33625
FILM NUMBER: 17820046
BUSINESS ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA
STREET 2: SUITE 2416
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 212-332-4580
MAIL ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA
STREET 2: SUITE 2416
CITY: NEW YORK
STATE: NY
ZIP: 10020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIRTUSA CORP
CENTRAL INDEX KEY: 0001207074
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 2000 WEST PARK DRIVE
CITY: WESTBOROUGH
STATE: MA
ZIP: 01581
BUSINESS PHONE: 508-389-7300
MAIL ADDRESS:
STREET 1: 2000 WEST PARK DRIVE
CITY: WESTBOROUGH
STATE: MA
ZIP: 01581
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PANDIT VIKRAM S
CENTRAL INDEX KEY: 0001183417
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33625
FILM NUMBER: 17820044
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Atairos Partners GP, Inc.
CENTRAL INDEX KEY: 0001671176
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33625
FILM NUMBER: 17820040
BUSINESS ADDRESS:
STREET 1: 40 MORRIS ROAD
CITY: BRYN MAWR
STATE: PA
ZIP: 19010
BUSINESS PHONE: 646-690-5252
MAIL ADDRESS:
STREET 1: 620 FIFTH AVENUE
STREET 2: ROCKEFELLER PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Orogen Viper LLC
CENTRAL INDEX KEY: 0001705498
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33625
FILM NUMBER: 17820047
BUSINESS ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA
STREET 2: SUITE 2416
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 212-332-4580
MAIL ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA
STREET 2: SUITE 2416
CITY: NEW YORK
STATE: NY
ZIP: 10020
3
1
dp75927_3-orogen.xml
FORM 3
X0206
3
2017-05-03
0
0001207074
VIRTUSA CORP
VRTU
0001705498
Orogen Viper LLC
C/O THE OROGEN GROUP LLC
ONE ROCKEFELLER PLAZA SUITE 2416
NEW YORK
NY
10020
1
0
0
0
0001705509
Orogen Group LLC
C/O THE OROGEN GROUP LLC
ONE ROCKEFELLER PLAZA SUITE 2416
NEW YORK
NY
10020
1
0
0
0
0001705500
Orogen Holdings LLC
C/O THE OROGEN GROUP LLC
ONE ROCKEFELLER PLAZA SUITE 2416
NEW YORK
NY
10020
1
0
0
0
0001183417
PANDIT VIKRAM S
C/O THE OROGEN GROUP LLC
ONE ROCKEFELLER PLAZA SUITE 2416
NEW YORK
NY
10020
1
0
0
0
0001705610
Atairos-Orogen Holdings, LLC
C/O ATAIROS MANAGEMENT, L.P.
40 MORRIS ROAD
BRYN MAWR
PA
19010
1
0
0
0
0001671122
Atairos Group, Inc.
C/O ATAIROS MANAGEMENT, L.P.
40 MORRIS ROAD
BRYN MAWR
PA
19010
1
0
0
0
0001671185
Atairos Partners, L.P.
C/O ATAIROS MANAGEMENT, L.P.
40 MORRIS ROAD
BRYN MAWR
PA
19010
1
0
0
0
0001671176
Atairos Partners GP, Inc.
C/O ATAIROS MANAGEMENT, L.P.
40 MORRIS ROAD
BRYN MAWR
PA
19010
1
0
0
0
0001393014
Angelakis Michael J
C/O ATAIROS MANAGEMENT, L.P.
40 MORRIS ROAD
BRYN MAWR
PA
19010
1
0
0
0
3.875% Series A Convertible Preferred Stock
36.00
2017-05-03
2024-05-03
CommonStock
1944444.6
I
See Footnote
3.875% Series A-1 Convertible Preferred Stock
36.00
2017-05-03
2024-05-03
Common Stock
1055555.64
I
See Footnote
Orogen Viper LLC ("OV") directly owns the reported securities. The Orogen Group LLC ("Orogen") is the sole member of OV and Vikram S. Pandit ("Mr. Pandit") is the Chairman and Chief Executive Officer of Orogen and serves on the board of directors of Virtusa Corporation (the "Issuer"). Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the sole members with joint investment control of Orogen. Mr. Pandit has majority voting control of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis is the Chairman and Chief Executive Officer of Atairos and controls a majority of the voting power of Atairos Partners GP, Inc., which is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos. Each of the Reporting Persons may be deemed to have beneficial ownership of the reported securities but disclaims such beneficial ownership except to the extent of its pecuniary interest therein.
Upon the expiration of any waiting period under The Hart-Scott-Rodino Antitrust Improvements Act of 1976 applicable to OV's acquisition of the reported securities, all shares of the 3.875% Series A-1 Convertible Preferred Stock (the "Series A-1 Preferred"), then issued and outstanding shall immediately and automatically convert on a one for one basis to shares of 3.875% Series A Convertible Preferred Stock (together with the Series A-1 Preferred, the "Convertible Preferred Stock").
The reported securities are convertible by the reporting persons into shares of Common Stock of the issuer ("Common Stock") at an initial conversion rate of 27.77778 shares of Common Stock per share of Convertible Preferred Stock (which represents an initial conversion price of approximately $36.00 per share), subject to certain adjustments pursuant to the terms of the Certificates of the Powers, Designations, Preferences and Rights of the Series A Preferred Stock and the Series A-1 Preferred Stock, each as filed by the Company with the Secretary of State of the State of Delaware on May 3, 2017 (together, the "Certificates of Designations"). The initial conversion rate is subject to adjustment from time to time in accordance with the terms of the Certificates of Designations. The Issuer will be required to repurchase any shares of the Convertible Preferred Stock outstanding on May 2, 2024, pursuant to the terms of the Certificates of Designations.
By: OROGEN VIPER LLC, by THE OROGEN GROUP LLC, its sole member, by /s/ Vikram S. Pandit, Chairman and Chief Executive Officer
2017-05-05
By: THE OROGEN GROUP LLC, by /s/ Vikram S. Pandit, Chairman and Chief Executive Officer
2017-05-05
By: OROGEN HOLDINGS LLC, by /s/ Vikram S. Pandit, Manager
2017-05-05
By: /s/ VIKRAM S. PANDIT
2017-05-05
By: ATAIROS-OROGEN HOLDINGS, LLC, by /s/ David L. Caplan, Vice President
2017-05-05
By: ATAIROS GROUP, INC, by /s/ David L. Caplan, Vice President and General Counsel
2017-05-05
By: ATAIROS PARTNERS, L.P., by ATAIROS PARTNERS GP, INC., its general partner, by /s/ David L. Caplan, Vice President
2017-05-05
By: ATAIROS PARTNERS GP, INC., by /s/ David L. Caplan, Vice President
2017-05-05
By: /s/ MICHAEL J. ANGELAKIS
2017-05-05