0001209191-19-001799.txt : 20190104 0001209191-19-001799.hdr.sgml : 20190104 20190104134455 ACCESSION NUMBER: 0001209191-19-001799 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190102 FILED AS OF DATE: 20190104 DATE AS OF CHANGE: 20190104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOLF ELLEN C CENTRAL INDEX KEY: 0001183371 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36822 FILM NUMBER: 19509273 MAIL ADDRESS: STREET 1: C/O AMERICAN WATER WORKS CO INC STREET 2: 1025 LAUREL OAK RD P O BOX 1770 CITY: VOORHEES STATE: NJ ZIP: 08043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: InfraREIT, Inc. CENTRAL INDEX KEY: 0001506401 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 273797217 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1900 NORTH AKARD STREET CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-855-6700 MAIL ADDRESS: STREET 1: 1900 NORTH AKARD STREET CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: InfraREIT, L.L.C. DATE OF NAME CHANGE: 20140716 FORMER COMPANY: FORMER CONFORMED NAME: InfraREIT L.L.C. DATE OF NAME CHANGE: 20140714 FORMER COMPANY: FORMER CONFORMED NAME: ELECTRIC INFRASTRUCTURE ALLIANCE OF AMERICA, L.L.C. DATE OF NAME CHANGE: 20101123 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-01-02 0 0001506401 InfraREIT, Inc. HIFR 0001183371 WOLF ELLEN C 1900 NORTH AKARD STREET DALLAS TX 75201 1 0 0 0 common stock, $0.01 par value per share 2019-01-02 4 A 0 3779 A 3779 D LTIP Units common stock 16901 D common units common stock 5632 D Restricted common stock awarded under the InfraREIT, Inc. 2015 Equity Incentive Plan to non-employee directors. The shares are scheduled to vest on January 2, 2020. In the aggregate, Ms. Wolf beneficially owns 26,312 shares of common stock, consisting of the 3,779 shares of common stock shown in Table I, the 5,632 shares underlying the common units shown in Table II and the 16,901 shares underlying the LTIP Units shown in Table II. Represents LTIP Units of InfraREIT Partners, LP. Pursuant to the Third Amended and Restated Agreement of Limited Partnership of InfraREIT Partners, LP, Ms. Wolf may elect to convert any vested LTIP Units on a one-for-one basis to common units of InfraREIT Partners, LP in accordance with their terms. Common units are redeemable for cash or, at InfraREIT, Inc.'s election, shares of InfraREIT, Inc.'s common stock on a one-for-one basis. The rights to convert vested LTIP Units into common units and redeem common units do not have expiration dates. Represents common units of InfraREIT Partners, LP. Pursuant to the Third Amended and Restated Agreement of Limited Partnership of InfraREIT Partners, LP, common units are redeemable for cash or, at InfraREIT, Inc.'s election, shares of InfraREIT, Inc.'s common stock on a one-for-one basis. The right to redeem common units does not have an expiration date. /s/ Gregory S. Imhoff, as Attorney-In-Fact for Ellen C. Wolf 2019-01-04