0001181431-12-010517.txt : 20120221
0001181431-12-010517.hdr.sgml : 20120220
20120221171517
ACCESSION NUMBER: 0001181431-12-010517
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120216
FILED AS OF DATE: 20120221
DATE AS OF CHANGE: 20120221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'MALLEY EDWARD
CENTRAL INDEX KEY: 0001472500
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31781
FILM NUMBER: 12627669
MAIL ADDRESS:
STREET 1: NATIONAL FINANCIAL PARTNERS CORP.
STREET 2: 1250 CAPITAL OF TEXAS HWY S.
CITY: AUSTIN
STATE: TX
ZIP: 78746
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NATIONAL FINANCIAL PARTNERS CORP
CENTRAL INDEX KEY: 0001183186
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 134029115
BUSINESS ADDRESS:
STREET 1: 340 MADISON AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10173
BUSINESS PHONE: 212-301-4000
MAIL ADDRESS:
STREET 1: 340 MADISON AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10173
4
1
rrd333963.xml
FORM 4
X0304
4
2012-02-16
0
0001183186
NATIONAL FINANCIAL PARTNERS CORP
NFP
0001472500
O'MALLEY EDWARD
NATIONAL FINANCIAL PARTNERS CORP.
1250 CAPITAL OF TEXAS HWY S.
AUSTIN
TX
78746
0
1
0
1
SVP NFP
PRES. NFP CORP. CLIENT GROUP
Common Stock
2012-02-16
4
M
0
7237
0
A
25560
D
Common Stock
2012-02-16
4
M
0
2469
0
A
28029
D
Common Stock
2012-02-16
4
M
0
2069
0
A
30098
D
Common Stock
2012-02-17
4
S
0
6000
16.2298
D
24098
D
Restricted Stock Units
0
2012-02-16
4
F
0
2603
0
D
Common Stock
2603
7237
D
Restricted Stock Units
0
2012-02-16
4
M
0
7237
0
D
Common Stock
7237
0
D
Restricted Stock Units
0
2012-02-16
4
F
0
888
0
D
Common Stock
888
5826
D
Restricted Stock Units
0
2012-02-16
4
M
0
2469
0
D
Common Stock
8469
3357
D
Restricted Stock Units
0
2012-02-16
4
F
0
745
0
D
Common Stock
745
7697
D
Restricted Stock Units
0
2012-02-16
4
M
0
2069
0
D
Common Stock
2069
5628
D
Restricted Stock Units
0
2012-02-16
4
A
0
7958
0
A
Common Stock
7958
7958
D
Restricted Stock Units
0
2012-02-16
4
A
0
12732
0
A
Common Stock
12732
12732
D
The restricted stock units ("RSUs") vest in three equal annual installments commencing February 16, 2010. 2,603 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 7,237 were immediately settled for shares of Issuer's Common Stock.
The RSUs vest in three equal annual installments commencing February 16, 2011. 888 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 2,469 were immediately settled for shares of Issuer's Common Stock.
The RSUs vest in three equal annual installments commencing February 16, 2012. 745 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 2,069 were immediately settled for shares of Issuer's Common Stock.
This transaction was executed in multiple trades at prices ranging from $16.28 to $16.32. The price reported reflects the weighted average sale price. Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Each RSU represents a contingent right to receive one share of Issuer's Common Stock.
The RSUs vest in three equal annual installments commencing February 16, 2013. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock, or at the Issuer's option, in cash or a combination of the two.
Malika Hinkson, Attorney-in-Fact for Edward O'Malley
2012-02-21