0001181431-12-010517.txt : 20120221 0001181431-12-010517.hdr.sgml : 20120220 20120221171517 ACCESSION NUMBER: 0001181431-12-010517 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120216 FILED AS OF DATE: 20120221 DATE AS OF CHANGE: 20120221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'MALLEY EDWARD CENTRAL INDEX KEY: 0001472500 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31781 FILM NUMBER: 12627669 MAIL ADDRESS: STREET 1: NATIONAL FINANCIAL PARTNERS CORP. STREET 2: 1250 CAPITAL OF TEXAS HWY S. CITY: AUSTIN STATE: TX ZIP: 78746 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL FINANCIAL PARTNERS CORP CENTRAL INDEX KEY: 0001183186 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 134029115 BUSINESS ADDRESS: STREET 1: 340 MADISON AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10173 BUSINESS PHONE: 212-301-4000 MAIL ADDRESS: STREET 1: 340 MADISON AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10173 4 1 rrd333963.xml FORM 4 X0304 4 2012-02-16 0 0001183186 NATIONAL FINANCIAL PARTNERS CORP NFP 0001472500 O'MALLEY EDWARD NATIONAL FINANCIAL PARTNERS CORP. 1250 CAPITAL OF TEXAS HWY S. AUSTIN TX 78746 0 1 0 1 SVP NFP PRES. NFP CORP. CLIENT GROUP Common Stock 2012-02-16 4 M 0 7237 0 A 25560 D Common Stock 2012-02-16 4 M 0 2469 0 A 28029 D Common Stock 2012-02-16 4 M 0 2069 0 A 30098 D Common Stock 2012-02-17 4 S 0 6000 16.2298 D 24098 D Restricted Stock Units 0 2012-02-16 4 F 0 2603 0 D Common Stock 2603 7237 D Restricted Stock Units 0 2012-02-16 4 M 0 7237 0 D Common Stock 7237 0 D Restricted Stock Units 0 2012-02-16 4 F 0 888 0 D Common Stock 888 5826 D Restricted Stock Units 0 2012-02-16 4 M 0 2469 0 D Common Stock 8469 3357 D Restricted Stock Units 0 2012-02-16 4 F 0 745 0 D Common Stock 745 7697 D Restricted Stock Units 0 2012-02-16 4 M 0 2069 0 D Common Stock 2069 5628 D Restricted Stock Units 0 2012-02-16 4 A 0 7958 0 A Common Stock 7958 7958 D Restricted Stock Units 0 2012-02-16 4 A 0 12732 0 A Common Stock 12732 12732 D The restricted stock units ("RSUs") vest in three equal annual installments commencing February 16, 2010. 2,603 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 7,237 were immediately settled for shares of Issuer's Common Stock. The RSUs vest in three equal annual installments commencing February 16, 2011. 888 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 2,469 were immediately settled for shares of Issuer's Common Stock. The RSUs vest in three equal annual installments commencing February 16, 2012. 745 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 2,069 were immediately settled for shares of Issuer's Common Stock. This transaction was executed in multiple trades at prices ranging from $16.28 to $16.32. The price reported reflects the weighted average sale price. Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Each RSU represents a contingent right to receive one share of Issuer's Common Stock. The RSUs vest in three equal annual installments commencing February 16, 2013. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock, or at the Issuer's option, in cash or a combination of the two. Malika Hinkson, Attorney-in-Fact for Edward O'Malley 2012-02-21