0001683168-23-004226.txt : 20230616 0001683168-23-004226.hdr.sgml : 20230616 20230616172313 ACCESSION NUMBER: 0001683168-23-004226 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230614 FILED AS OF DATE: 20230616 DATE AS OF CHANGE: 20230616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAIER PAUL V CENTRAL INDEX KEY: 0001182615 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51891 FILM NUMBER: 231022349 MAIL ADDRESS: STREET 1: 3595 JOHN HOPKINS COURT CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: International Stem Cell CORP CENTRAL INDEX KEY: 0001355790 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204494098 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5950 PRIESTLY DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-940-6383 MAIL ADDRESS: STREET 1: 5950 PRIESTLY DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 FORMER COMPANY: FORMER CONFORMED NAME: BTHC III INC. DATE OF NAME CHANGE: 20060310 4 1 ownership.xml X0407 4 2023-06-14 0 0001355790 International Stem Cell CORP ISCO.OB 0001182615 MAIER PAUL V C/O INTERNATIONAL STEM CELL CORP. 9745 BUSINESSPARK AVENUE SAN DIEGO CA 92131 1 0 0 0 0 Stock Option (Right to Buy) 0.14 2023-06-14 4 A 0 30000 0.00 A 2033-06-14 Common Stock 30000 30000 D Stock Option (Right to Buy) 0.14 2023-06-14 4 A 0 445205 0.00 A 2033-06-14 Common Stock 445205 445205 D Options vest fully at the earlier of (i) 06/14/2024 or (ii) the date of the 2024 Annual Meeting of Stockholders. Options vest in four equal quarterly increments, beginning 09/14/2023. /s/ Russell Kern, Attorney-in-Fact 2023-06-16