0001969223-23-000530.txt : 20231213 0001969223-23-000530.hdr.sgml : 20231213 20231213141717 ACCESSION NUMBER: 0001969223-23-000530 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231213 DATE AS OF CHANGE: 20231213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Lightwave Logic, Inc. CENTRAL INDEX KEY: 0001325964 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PLASTIC PRODUCTS [3080] IRS NUMBER: 820497368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-40766 FILM NUMBER: 231483675 BUSINESS ADDRESS: STREET 1: 369 INVERNESS PARKWAY STREET 2: SUITE 350 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: (720) 340-4949 MAIL ADDRESS: STREET 1: 369 INVERNESS PARKWAY STREET 2: SUITE 350 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: THIRD-ORDER NANOTECHNOLOGIES INC DATE OF NAME CHANGE: 20070320 FORMER COMPANY: FORMER CONFORMED NAME: THIRD-ORDER NANOTECHNOLOIES INC DATE OF NAME CHANGE: 20070222 FORMER COMPANY: FORMER CONFORMED NAME: PSI TEC HOLDINGS INC DATE OF NAME CHANGE: 20050503 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: LEONBERGER FREDERICK J CENTRAL INDEX KEY: 0001182380 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O RF MICRO DEVICES, INC. STREET 2: 7628 THORNDIKE ROAD CITY: GREENSBORO STATE: NC ZIP: 27409 144 1 primary_doc.xml 144 0001182380 XXXXXXXX LIVE 0001325964 Lightwave Logic 001-40766 369 Inverness Pkwy Suite 350 Englewood CO 80112 7203404949 Fred Leonberger Director Common UBS Financial Services Inc

1000 Harbor Blvd 3rd Floor Weehawken NJ 07086

75000 352500 116461639 12/13/2023 NSDQ Common 12/02/2022 Warrant Exercise Lightwave Logic N 125000 12/02/2022 Wire Y Shares sold to pay exercise price and taxes for warrant expiring 12/31/2023. 12/13/2023 /s/ UBS Financial Services Inc, as attorney-in-fact for Fred Leonberger