-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JEfSVUzjdVci5fD2ILNU0riTsErim/bLuUaKo9MK3DUq/MgCmiwwI8ZfpYlQsw0B x15IW9v5HduV7kzAQyZsng== 0001182227-04-000001.txt : 20040109 0001182227-04-000001.hdr.sgml : 20040109 20040109154657 ACCESSION NUMBER: 0001182227-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031204 FILED AS OF DATE: 20040109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUGENBRAUN BARRY S CENTRAL INDEX KEY: 0001182227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 04517954 BUSINESS ADDRESS: STREET 1: C/O RAYMOND JAMES FINANCIAL INC STREET 2: 880 CARILLON PARKWAY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 7275671000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY STREET 2: P O BOX 12749 CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: P O BOX 12749 CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-12-04 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001182227 AUGENBRAUN BARRY S 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 0100Sr. VP - Corporate SecretaryCommon Stock955DCommon Stock626IESOP< /nonDerivativeHolding>Employee Stock Option (right to buy)20.63 2002-11-182005-01-18Common Stock30003000DEmployee Stock Option (right to buy)32.00 2004-11-282007-01-28Common Stock40004000DEmployee Stock Option (right to buy)37.802003-12-045M0500037.80A2006-12-042009-02-04Common Stock50005000DIncludes number of shares acquired under ESOP throug h 12/2003Options Currently Exercisable - 2,400. Options Becoming exercisable 600 on 11/18/2004 Options Currently Exercisable - . Options Becoming exercisable 2,400 on 11/28/2004, 800 on 11/28/2005 and 800 on 11/28/2006 Options Currently Exercisable - . Options Becoming exercisable 1,750 on 12/04/2006, 1,250 on 01/04/2007, 1,000 on 12/04/07 and 1,000 on 12/04/2008 Barry S. Augenbraun2004-01-09 -----END PRIVACY-ENHANCED MESSAGE-----