-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BoQXrhysoT/O5Ej51NJbNwcGRZShQcSyBoYpPFOmJELq+iamz+f1EQo2+pbq6EDv EL7IHyT9IIRHfGbv2B59Ew== 0001182227-03-000005.txt : 20030929 0001182227-03-000005.hdr.sgml : 20030929 20030929132547 ACCESSION NUMBER: 0001182227-03-000005 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030926 FILED AS OF DATE: 20030929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUGENBRAUN BARRY S CENTRAL INDEX KEY: 0001182227 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 03914358 BUSINESS ADDRESS: STREET 1: C/O RAYMOND JAMES FINANCIAL INC STREET 2: 880 CARILLON PARKWAY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 7275671000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY STREET 2: P O BOX 12749 CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: P O BOX 12749 CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 5 1 edgar.xml PRIMARY DOCUMENT X0201 52003-09-26 0 0 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001182227 AUGENBRAUN BARRY S 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 0100Sr. VP - Corporate SecretaryCommon Stock2003-07-155P0535.8563A2000DCommon Stock451IESOPEmployee Stock Option (right to buy)20.6252002-11-182005-01-18Common Stock30003000DEmployee Stock Option (right to buy)32.002004-11-282007-01-28Common Stock40004000DDividend ReinvestOptions Currently Exercisable - 1,800. Options Becoming exercisable - 600 on 11/18/2003 and 600 on 11/18/2004Options Becoming exercisable - 2,400 on 11/28/2004, 800 on 11/28/2005 and 800 on 11/28/2006Barry S. Augenbraun2003-09-29 -----END PRIVACY-ENHANCED MESSAGE-----